Vishal Tilwani
Toronto,ON
Summary
A value-driven AML/KYC professional with over 7.5 years of experience in Financial Services, specializing in AML, ATF, KYC, Compliance, and Risk Management. Adept at conducting investigations, managing AML/ATF risk, and leading projects that ensure regulatory adherence. Proven ability to perform second-level reviews, provide strategic insights, and mentor teams. Proficient in data analysis, regulatory reporting, and maintaining a strong risk management culture.
Overview
8
8
years of professional experience
Work History
Associate, AML/Prevention/KYC Representative
BNY Mellon (Bank of New York Mellon)
2021.05 - 2023.12
- Led a team of 10 members, providing training, coaching, and mentorship to enhance case file management and AML/ATF compliance.
- Conducted second-level reviews of Investigator cases, including Suspicious Transaction Reports (STR), ensuring adherence to AML/ATF processes and procedures.
- Evaluated and mitigated ML/TF risks through comprehensive risk assessments, ensuring compliance with regulatory requirements.
- Developed trend analysis and reporting for management, contributing to strategic decision-making.
- Collaborated with Financial Crime Compliance and law enforcement agencies on complex investigations, ensuring effective resolution of high-risk cases.
- Assisted in drafting and maintaining AML/ATF policies and procedures, reducing compliance breaches and improving adherence to regulations.
Client On-boarding Specialist
UBS
2019.09 - 2021.04
- Managed AML/KYC processes for high-risk clients, conducting enhanced due diligence (EDD) and ensuring compliance with the Proceeds of Crime (Money Laundering) and Terrorist Financing Act (PCMLTFA).
- Conducted investigative analysis on client data, identifying and addressing potential risks related to money laundering and terrorist financing.
- Led the remediation of US clients under Project Pentagon, ensuring full compliance with Combined US Operations regulations.
- Provided mentorship and training to new team members, improving team efficiency and accuracy in case management.
Senior Analyst
Deutsche Bank
2015.11 - 2019.08
- Led AML/KYC investigations for high-risk customers, utilizing advanced data analysis methods to detect and report on financial-related crimes.
- Conducted second-level reviews on complex cases, ensuring compliance with AML/ATF regulations and internal policies.
- Served as a subject matter expert, providing guidance and support to junior analysts and investigators on AML/ATF processes.
- Assisted in the development of AML/ATF training programs, enhancing the team's knowledge of emerging trends and regulatory requirements.
- Participated in audit reviews, providing recommendations to improve AML/ATF compliance and risk management practices.
Education
Project Management - PGD -
Canadore College
Master’s Degree in Business & Commerce -
University of Rajasthan
01.2018
Bachelor of Commerce -
S.S. Jain Subodh Commerce and Arts College
01.2015
Skills
- AML/ATF Compliance: Proficient in evaluating and managing AML/ATF risks, conducting investigations, and ensuring regulatory compliance.
- Investigative Analysis: Expertise in collecting, assessing, and interpreting case file information for AML, Sanctions/ABC, and Financial Crime investigations.
- Project Leadership: Experienced in leading work streams and projects, focusing on risk management and compliance.
- Regulatory Reporting: Skilled in preparing and delivering reports on AML/ATF findings, including trend analysis and risk assessments.
- Team Leadership & Mentorship: Adept at training, coaching, and guiding teams in AML/ATF environments, fostering a culture of compliance and risk management.
- Technical Proficiency: Strong command of MS Office, data analysis tools, and AML case management systems
Timeline
Associate, AML/Prevention/KYC Representative
BNY Mellon (Bank of New York Mellon)
2021.05 - 2023.12
Client On-boarding Specialist
UBS
2019.09 - 2021.04
Senior Analyst
Deutsche Bank
2015.11 - 2019.08
Project Management - PGD -
Canadore College
Master’s Degree in Business & Commerce -
University of Rajasthan
Bachelor of Commerce -
S.S. Jain Subodh Commerce and Arts College
Similar Profiles
VIGNESH DEVARAJANVIGNESH DEVARAJAN
Lead Representative at Bank of New York (BNY) Mellon Pvt LtdLead Representative at Bank of New York (BNY) Mellon Pvt Ltd
Khushbu Khushbu null
Alternative Hedge at Bank of Nwe York Mellon(BNY)Alternative Hedge at Bank of Nwe York Mellon(BNY)
Robert ScahillRobert Scahill
Corporate Trust Operations Analyst at The Bank of New York and Mellon, BNYCorporate Trust Operations Analyst at The Bank of New York and Mellon, BNY