Vishal Tilwani
Toronto,ON
Summary
A value-driven AML/KYC professional with over 7.5 years of experience in Financial Services, specializing in AML, ATF, KYC, Compliance, and Risk Management. Adept at conducting investigations, managing AML/ATF risk, and leading projects that ensure regulatory adherence. Proven ability to perform second-level reviews, provide strategic insights, and mentor teams. Proficient in data analysis, regulatory reporting, and maintaining a strong risk management culture.
Overview
8
8
years of professional experience
Work History
Associate, AML/Prevention/KYC Representative
BNY Mellon (Bank of New York Mellon)
05.2021 - 12.2023
- Led a team of 10 members, providing training, coaching, and mentorship to enhance case file management and AML/ATF compliance.
- Conducted second-level reviews of Investigator cases, including Suspicious Transaction Reports (STR), ensuring adherence to AML/ATF processes and procedures.
- Evaluated and mitigated ML/TF risks through comprehensive risk assessments, ensuring compliance with regulatory requirements.
- Developed trend analysis and reporting for management, contributing to strategic decision-making.
- Collaborated with Financial Crime Compliance and law enforcement agencies on complex investigations, ensuring effective resolution of high-risk cases.
- Assisted in drafting and maintaining AML/ATF policies and procedures, reducing compliance breaches and improving adherence to regulations.
Client On-boarding Specialist
UBS
09.2019 - 04.2021
- Managed AML/KYC processes for high-risk clients, conducting enhanced due diligence (EDD) and ensuring compliance with the Proceeds of Crime (Money Laundering) and Terrorist Financing Act (PCMLTFA).
- Conducted investigative analysis on client data, identifying and addressing potential risks related to money laundering and terrorist financing.
- Led the remediation of US clients under Project Pentagon, ensuring full compliance with Combined US Operations regulations.
- Provided mentorship and training to new team members, improving team efficiency and accuracy in case management.
Senior Analyst
Deutsche Bank
11.2015 - 08.2019
- Led AML/KYC investigations for high-risk customers, utilizing advanced data analysis methods to detect and report on financial-related crimes.
- Conducted second-level reviews on complex cases, ensuring compliance with AML/ATF regulations and internal policies.
- Served as a subject matter expert, providing guidance and support to junior analysts and investigators on AML/ATF processes.
- Assisted in the development of AML/ATF training programs, enhancing the team's knowledge of emerging trends and regulatory requirements.
- Participated in audit reviews, providing recommendations to improve AML/ATF compliance and risk management practices.
Education
Project Management - PGD -
Canadore College
Master’s Degree in Business & Commerce -
University of Rajasthan
01.2018
Bachelor of Commerce -
S.S. Jain Subodh Commerce and Arts College
01.2015
Skills
- AML/ATF Compliance: Proficient in evaluating and managing AML/ATF risks, conducting investigations, and ensuring regulatory compliance
- Investigative Analysis: Expertise in collecting, assessing, and interpreting case file information for AML, Sanctions/ABC, and Financial Crime investigations
- Project Leadership: Experienced in leading work streams and projects, focusing on risk management and compliance
- Regulatory Reporting: Skilled in preparing and delivering reports on AML/ATF findings, including trend analysis and risk assessments
- Team Leadership & Mentorship: Adept at training, coaching, and guiding teams in AML/ATF environments, fostering a culture of compliance and risk management
- Technical Proficiency: Strong command of MS Office, data analysis tools, and AML case management systems
Timeline
Associate, AML/Prevention/KYC Representative
BNY Mellon (Bank of New York Mellon)
05.2021 - 12.2023
Client On-boarding Specialist
UBS
09.2019 - 04.2021
Senior Analyst
Deutsche Bank
11.2015 - 08.2019
Project Management - PGD -
Canadore College
Master’s Degree in Business & Commerce -
University of Rajasthan
Bachelor of Commerce -
S.S. Jain Subodh Commerce and Arts College
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