Emmanuela Osei-Kwarteng
Edmonton,AB
Summary
Detail-oriented compliance and audit professional with extensive experience in financial controls, Sox compliance, and risk management at Royal Bank of Canada. Skilled in conducting internal audits, evaluating internal controls, and ensuring adherence to financial regulations. Adept at issue remediation, data analytics, and collaborating with business units to enhance audit effectiveness.
Overview
5
5
years of professional experience
1
1
Certification
Work History
SOX Compliance Analyst
Royal Bank of Canada
01.2023 - Current
- Test and evaluate internal controls over financial reporting across North America, Europe, and APAC.
- Conduct walkthrough with management to confirm SOX compliance.
- Document findings and develop remediation plans in line with audit standards.
Assistant Manager
A&W Restaurants, Bedford, NS
01.2021 - 07.2024
- Oversaw daily operations, ensuring compliance with company and regulatory policies.
- Supervised and trained staff, improving adherence to risk management practices.
- Managed cost control measures and operational risk mitigation.
Client Account Representative
Manulife Bank of Canada
09.2021 - 12.2022
- Verified client identities and tested security protocols to prevent fraud.
- Processed transactions and investment changes in compliance with regulations.
- Identified compliance gaps and escalated suspicious activity to the fraud team.
Education
BBA - Accounting And Management
Mount Saint Vincent University,
Nova Scotia05-2020
Skills
- SOX Control Testing & Compliance
- Internal Auditing & Financial Controls
- Regulatory Compliance & Risk Management
- Issue Remediation & Audit Reporting
- Data Analytics & Continuous Monitoring
- Fraud Prevention & Security Protocols
- Stakeholder Engagement & Communication
- Team Leadership & Staff Training
- Operational Risk Mitigation
- Process Improvement & Cost Control
Languages
English
Certification
PROFESSIONAL DEVELOPMENT & AFFILIATIONS
- Pursuing Certified Internal Auditor (CIA) certification.
- Strong knowledge of financial compliance and regulatory risk.
- Experience in internal auditing and Sox compliance.
- Interest in risk management and financial controls.
Timeline
SOX Compliance Analyst
Royal Bank of Canada
01.2023 - Current
Client Account Representative
Manulife Bank of Canada
09.2021 - 12.2022
Assistant Manager
A&W Restaurants, Bedford, NS
01.2021 - 07.2024
BBA - Accounting And Management
Mount Saint Vincent University,
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