Summary
Overview
Work History
Education
Skills
Certification
Accomplishments
ADDITIONAL INFORMATION
Timeline
Generic

EMMANUELA OSEI-KWARTENG

Edmonton

Summary

Dynamic professional with a proven track record in compliance and client service excellence at Royal Bank of Canada. Expert in conducting thorough Sox compliance analyses and enhancing customer satisfaction through effective problem-solving. Skilled in staff management and fostering teamwork, demonstrating a keen eye for detail and a commitment to operational excellence.

Overview

7
7
years of professional experience
1
1
Certification

Work History

Sox Compliance Analyst

Royal Bank of Canada
01.2023 - Current

Full time Position

  • Responsible for the execution of key control testing and evaluation of results, including coordination with PWC auditors.
  • Evaluating the effectiveness of internal controls over financial reporting and ensuring they are in compliance with Sox requirements.
  • Conducting walkthrough with management to understand the control activity process during the design effectiveness phase.
  • Performing testing of internal controls to ensure they are operating effectively, and documenting the results.
  • Maintaining and updating documentation for all SOX compliance-related processes assigned, including control descriptions, testing results, and remediation activities.
  • Working closely with various departments to ensure compliance with SOX requirements.
  • Providing support in the training of new team members.

Assistant Manager

A&W Restaurants
01.2021 - 07.2024

Part time Position

  • Optimized profits by controlling food, beverage and labor costs on daily basis
  • Developed loyal and highly satisfied customer base through proactive management of team customer service strategies
  • Assigned tasks and oversaw direction of employees to ensure compliance with food safety procedures and quality control guidelines
  • Consistently maintained high levels of cleanliness, organization, storage, and sanitation of food and beverage products to ensure quality

Client Account Representative

Manulife
09.2021 - 12.2022

Full Time Position


  • Accurately and thoroughly handle increasingly complex client service requests at initial point of contact
  • Provide information and insight on insurance, group benefit, retirement or banking products the member may have
  • Effectively use multiple administrative systems to resolve inquiries, within the defined service standards
  • Assist customers with the completion of appropriate forms and other policy requirements
  • Process transactions on behalf of clients if/when required
  • Respond to customer inquiries on retirement plan and investment policies
  • Increased customer satisfaction ratings through proactive and actionable resolutions to questions, concerns or challenges
  • Processed client payments and updated accounts
  • Managed and resolved customer complaints and issues, ensuring timely and satisfactory resolution.

Supervisor

A&W Restaurants
05.2018 - 01.2021

Part Time Position


  • Scheduled and directed staff in daily work assignments to maximize productivity
  • Monitored cash intake and deposit records, increasing accuracy and reducing discrepancies
  • Generated repeat business through exceptional customer service and responded to customer concerns
  • Conducted weekly staff meetings to motivate staff members, address concerns and questions, plan improvements, and evaluate progress toward goals

Education

Bachelor's Degree - Business Administration (Accounting)

Mount Saint Vincent University
05.2020

Skills

  • Recruiting and interviewing
  • Employee performance evaluations
  • Sales growth
  • Training
  • Employee scheduling
  • Staff Management
  • Staff supervision
  • Operations management
  • Documentation skills
  • Compliance
  • Critical thinking
  • Teamwork and collaboration
  • Attention to detail
  • Compliance monitoring

Certification

  • Certification in Audit Candidate
  • The institute of Internal Auditors
  • Expected graduation December 2025

Accomplishments

  • Supervising Experience
  • Assistant Manager Experience

ADDITIONAL INFORMATION

I am currently working towards the certified internal auditor(CIA) certification, which focuses on the principles and practices of internal auditing, including risk management and control processes. I aim to complete this program by December of 2025.

Timeline

Sox Compliance Analyst

Royal Bank of Canada
01.2023 - Current

Client Account Representative

Manulife
09.2021 - 12.2022

Assistant Manager

A&W Restaurants
01.2021 - 07.2024

Supervisor

A&W Restaurants
05.2018 - 01.2021

Bachelor's Degree - Business Administration (Accounting)

Mount Saint Vincent University
EMMANUELA OSEI-KWARTENG