Yuko Kubo
Stockbroker / Wealth Management Assistant & Administrator
Toronto,ON
Summary
Experienced stockbroker with over 16 years of experience in invest industry.
Financial Service Associate with background in Trading companies and Wealth management and understanding of how to build client loyalty.
Dependable professional with dynamic communication skills. Willingness to take on added responsibilities to meet team goals.
Enthusiastic Financial Service Associate eager to contribute to team success through hard work, attention to detail and excellent organizational skills.
Clear understanding of trading and compliance. Motivated to learn, grow and excel in finance.
Overview
16
16
years of professional experience
Work History
Wealth Management Assistant /Administrator /
SMBC Nikko Securities Inc.
Osaka, Japan
11.2016 - 07.2018
- Executed orders in market on behalf of clients.
- Scheduled and managed rolling contracts and maturities of loan, fixed deposit and maturity bond.
- Prepared client statement or reports.
- Made and received phone calls to/from clients.
- Managed financial adviser's schedules.
- Opened and managed client accounts
Wealth Management Assistant / Stockbroker
UBS
Osaka, Japan
02.2016 - 09.2016
- Executed orders in market on behalf of clients.
- Scheduled and managed rolling contracts and maturities of loan, fixed deposit and maturity bond.
- Prepared client statement or reports.
- Made and received phone calls to/from clients.
- Managed financial adviser's schedules.
- Opened and managed client accounts
Stock Broker /Administrator / Financial Adviser
SMBC Nikko Securities Inc.
Osaka, Japan
04.2009 - 11.2014
- Executed orders in market on behalf of clients.
- Advised clients.
- Managed maturities.
- Prepared client statement or reports.
- Made and received phone calls to/from clients.
- Opened and managed client accounts.
Stock Broker /Administrator /Financial Advisor
Nikko Cordial Securities Inc.
Osaka, Japan
05.2006 - 01.2008
- Executed orders in market on behalf of clients.
- Advised clients.
- Managed maturities.
- Prepared client statement or reports.
- Made and received phone calls to/from clients.
- Opened and managed client accounts.
Education
Bachelor of Arts - English Language
Kansai Gaidai University
16-1 Nakamiya Higashino-cho, Hirakata-shi, Osaka03.2005
Skills
- Securities trading
- Experienced with dealing multi-billion yen ( multi-million dollar ) dealing
- Strong knowledge of markets and stocks
- Wealth management assistant skills
- Office administration skills
- Positive attitude
- Teamwork
- Japanese native
- English fluency
Timeline
Wealth Management Assistant /Administrator /
SMBC Nikko Securities Inc.
11.2016 - 07.2018
Wealth Management Assistant / Stockbroker
UBS
02.2016 - 09.2016
Stock Broker /Administrator / Financial Adviser
SMBC Nikko Securities Inc.
04.2009 - 11.2014
Stock Broker /Administrator /Financial Advisor
Nikko Cordial Securities Inc.
05.2006 - 01.2008
Bachelor of Arts - English Language
Kansai Gaidai University
Similar Profiles
Fred KempFred Kemp
Debt Capital Markets Analyst at SMBC Nikko SecuritiesDebt Capital Markets Analyst at SMBC Nikko Securities
Janiss KuahJaniss Kuah
Assistant Relationship Manager at SMBC Nikko Securities (Singapore) Pte LtdAssistant Relationship Manager at SMBC Nikko Securities (Singapore) Pte Ltd
Winny LionardiWinny Lionardi
Assistant Relationship Manager at SMBC Nikko Singapore Pte LtdAssistant Relationship Manager at SMBC Nikko Singapore Pte Ltd