Viktor Nemeth
Brantford,ON
Summary
Professional in financial investigations with strong skills in detecting and preventing illicit financial activities. Adept at analyzing complex financial data, identifying suspicious patterns, and ensuring compliance with regulatory standards. Emphasis on team collaboration and adaptability, consistently delivering results in dynamic environments. Recognized for attention to detail, critical thinking, and effective communication skills.
Overview
17
17
years of professional experience
1
1
Certification
Work History
Senior AML Operations Rep
TD Bank Financial Group
04.2011 - Current
- Daily work assignments and managing alert queues.
- Maintain daily reporting for Senior Management
- Identify and escalate anomalies in volumes
- Identify process improvement opportunities
- Identify and escalate system issues to the business
- Daily completion of the PWC IC Board
- Create cases, supported by data and open-source internet research, and make recommendations to senior management.
- Training and quality review of new Name Screening Reps
- Special Projects:
- Watchlist Management System walk-through
- WLM Upgrade project
- TD Securities GoldTier process creation
- TD Securities Wire Payments Exception process review
- TDRB Quarterly project
- Quarterly Outsourcing process with TDGF and TD London
- Enforced safety, security, quality and performance procedures, rules and requirements.
- Resolved complex problems utilizing critical thinking skills innovative approaches ultimately driving positive outcomes.
- Delegated work and coordinated staff members' daily responsibilities.
Investigator, Further Investigations, Contract position
TD Bank
02.2019 - 07.2019
- Investigate UTR / LCTR's as submitted by business partners.
- Filing STR's on suspicious transactions.
- Review cases where PCMLTFR is suspected
- Make recommendations to Management whether Demarketing the customer is appropriate.
- Documented findings and prepared detailed reports.
- Collaborated with federal agencies on investigations.
Analyst, Underwriting
TD Insurance
06.2008 - 04.2011
- Underwriting and assessing risk.
- Addressing customer complaints and de-escalating irate customers to mediate for favorable outcomes
- Achieving high business targets.
- Special Projects:
- Presentation to the sales team on conflict resolution
- Effectively communicated complex policy information to clients, promoting understanding and confidence in coverage decisions.
- Maintained up-to-date industry knowledge through continuous professional development, enhancing decision-making capabilities.
- Provided exceptional customer service by promptly addressing inquiries, concerns, and requests related to policy changes.
Education
Police Foundations Diploma - Honors
Sheridan College
Oakville, ON04.2004
Ontario Secondary School Diploma -
Iona Catholic Secondary School
Mississauga, ON06.2002
Skills
- Strong verbal and written communication
- Excellent interpersonal and collaborative problem-solving and research skills
- 20 years combined experience in investigations and in the application of laws and regulations
- Experience in daily reporting, stats, work assignments, case management
- Experience in conflict management, critical thinking, and time management
- Ability to self-manage and work in a team environment
- Staff training and quality control
- Operational efficiency
- Workload prioritization
- Process management
- Decision-making
- Attention to detail
- Teamwork and collaboration
- Regulatory compliance
- Conflict resolution
- Risk assessment
Accomplishments
TD Bank Financial Group
Lead of Excellence Award Recipient, 2020
Language Skills
French and Hungarian
Certification
- ACAMS/CFCS workshops and seminars May 2011 – Present
- Proceeds of Crime (Money Laundering) and Terrorist Financing Act. May 2011 – Present
- TD Insurance Underwriting workshops September 2008 – 2010
- OTL Insurance Agent License under FSCO June 2008 – April 2011
- Insurance Act, Compulsory Automobile Insurance Act June 2008 – April 2011
Timeline
Investigator, Further Investigations, Contract position
TD Bank
02.2019 - 07.2019
Senior AML Operations Rep
TD Bank Financial Group
04.2011 - Current
Analyst, Underwriting
TD Insurance
06.2008 - 04.2011
Police Foundations Diploma - Honors
Sheridan College
Ontario Secondary School Diploma -
Iona Catholic Secondary School