Vanya Gautam
Toronto,Ontario
Summary
I bring a wealth of expertise as an Investment Associate, backed by my education in Business and over two years of industry experience. My track record of achievements with a top North American bank and financial institutions showcases my proficiency in analytical thinking and problemsolving. I am committed to driving business process optimizations and operational excellence.
Overview
3
3
years of professional experience
Work History
Associate
State Street
08.2024 - Current
- Processed trades, fund transfers, and reconciliations for global fund companies.
- Managed client relationships, including JPMorgan, Morgan Stanley, and BlackRock.
- Handled client queries, escalations, and KPI reporting to ensure service quality.
- Maintained investor documentation and ensured compliance with KYC, AML, FATCA, and CRS.
- Prepared client reports and ensured accuracy in trade processing.
- Identified process improvements to enhance efficiency and reduce risk.
Business Processing Associate
CI Financial
01.2023 - 07.2024
- Demonstrated proficiency in the financial industry, including knowledge of various account types and products such as mutual funds, GICs, equities, and ETFs
- Managed client accounts over $500 million in assets, demonstrating a high level of responsibility and trust.
- Handled the processing of new accounts, client updates, and nonfinancial transactions
- Managed financial transactions such as setting up/updating fee groups, systematic plans, transfers, and fee processing
- Collaborated with advisors and branch personnel to ensure documents are organized and complete before processing.
- Responsible for the preparation and review of materials required by team for all client related meetings
Marketing Associate
RBC Dominion Securities
01.2022 - 01.2023
- Collaborated closely with Investment Advisors to drive business growth and enhance client relationships
- Proactively reached out to potential clients to introduce Investment Advisor services
- Demonstrated exceptional organizational skills, particularly in utilizing Excel spreadsheets for lead management and tracking
- Ensured the precise posting and validation of client transaction documents
- Provided prompt and accurate responses to client inquiries regarding bank products and services
Education
POST GRADUATION CERTIFICATE - BUSINESS STUDIES
ALGOMA UNIVERSITY
TORONTO, ONTARIO01.2023
BACHELOR OF MANAGEMENT STUDIES -
LALA LAJPAT RAI COLLEGE
MUMBAI01.2020
Skills
- Analytical Skills
- Client Relationship Management
- Data Analysis - Excel
- Financial Analysis
Languages
English
Native or Bilingual
Hindi
Native or Bilingual
Timeline
Associate
State Street
08.2024 - Current
Business Processing Associate
CI Financial
01.2023 - 07.2024
Marketing Associate
RBC Dominion Securities
01.2022 - 01.2023
POST GRADUATION CERTIFICATE - BUSINESS STUDIES
ALGOMA UNIVERSITY
BACHELOR OF MANAGEMENT STUDIES -
LALA LAJPAT RAI COLLEGE
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