Urvi Sarin
East Gwillimbury,Canada
Summary
Results-driven professional with 14 years of experience in Business, IT, Wealth Management (Trading & Order Management), Capital Markets, Compliance, and Regulatory Reporting within the Banking & Financial Services domain. Proven expertise at major institutions including RBC, Westpac Bank, and Fiserv, delivering impactful solutions in regulatory compliance, trading operations, and data governance. Adept at leading stakeholder workshops to drive data analysis, lineage mapping, and business rule controls for critical regulatory reports such as LCR, NSFR, NCCF, and 2052A (USA). Extensive hands-on experience in FX & FXO trading desks, with deep knowledge of trading regulations (EMIR, II, Prudential, CFTC, MAS, etc.), trade execution, order management, and reporting. Skilled in working with vendor systems, including Broadridge. Demonstrated success in product management, business analysis, project management, UAT, vendor management, and business transition initiatives. Experienced Scrum Master with a track record of implementing Agile methodologies, facilitating scrum ceremonies, and ensuring adherence to best practices. Well-versed in cloud technologies with a strong understanding of AWS services including EC2, S3, Lambda, and DynamoDB. Passionate about leveraging technology and strategic insights to drive operational excellence and regulatory compliance.
Overview
14
14
years of professional experience
1
1
Certification
Work History
Senior Business Analyst
RBC Capital Markets
09.2024 - Current
- Responsible for ensuring accurate data flow and traceability across liquidity risk reports, supporting regulatory compliance and risk management initiatives
- Data Lineage & Governance: Establish and maintain end-to-end data lineage for liquidity risk reports (LCR, NSFR, NCCF) to ensure data accuracy, completeness, and regulatory compliance
- Business Rule Documentation: Define, document, and validate business rules and control frameworks to support accurate liquidity risk reporting
- Stakeholder Collaboration: Work closely with risk, finance, technology, and data governance teams to streamline data sourcing, mapping, and transformation processes
- Regulatory Compliance Support: Assist in aligning data reporting processes with regulatory expectations from OSFI
- Issue Resolution & Process Improvement: Identify data gaps, inconsistencies, and inefficiencies, providing solutions to enhance data quality and reporting accuracy
- Demonstrated strong analytical skills, regulatory knowledge, and expertise in data governance frameworks within banking and financial service
Senior Business Systems Analyst
RBC Wealth Management
02.2022 - 10.2023
- Delivered strategic guidance in major financial institution's acquisition process
- Led Data Conversion Strategy: Defined and executed business requirements for data migration from the acquired line of business, ensuring seamless integration and minimizing downtime, resulting in a 98% accuracy rate in data conversion
- Operational Impact Assessment: Collaborated with operational partners to evaluate process changes, successfully mitigating potential disruptions and achieving a 20% increase in operational efficiency post-merger
- Trade Management in New Markets: Developed and implemented trade management requirements for new foreign markets
- CDIC Product Conversion: Assisted in defining conversion requirements for CDIC products, ensuring compliance and protecting client assets
- Cross-Functional Collaboration: Worked closely with wealth trade operations and wealth management teams to streamline processes, reducing transaction times by 25% and enhancing client satisfaction
Software Engineering Associate Manager
Accenture Solutions Private Limited
07.2021 - 02.2022
- Client: NatWest Markets
- Role: Senior Business Analyst & Scrum Master
- Project Brief: FX Trading technology of Natwest Markets which includes suites of services- Services for Cash FX take care of the high volume of trades at very low latency, runtime position calculation for trading desks to hedge whereas services for Options FX handle complex product definitions & calculation
- Delivered multiple Projects for NWM
- UAT of FX Options Storage in Trade Store & Trade Data Exchange Platform built for NatWest Markets
- Responsibilities: Managing QA vertical for Natwest Group from Accenture
- Acting as a Scrum Master for one of the scrum teams and facilitating sprint planning, review, retrospective, and daily scrum meetings
- Closely working with Product Owner for backlog grooming and refinement for Trades & Transaction Reporting of FX Options
- Taking care of the sprint review metrics to be presented to the stakeholders
- Assisting in coordinating project delivery and resource management
- Extensively involved in budgeting, maintaining KPIs (Key Performance Indicators), cost control, IT governance of the Project which includes the periodic connects with the Client team and the business owners
- Creation of Release Governance decks, business overview presentations, status reports, productivity tracking, peer reviews, quality metrics, managed Innovation, team utilization, and continuous improvement initiatives at various platforms
- Recruited engineering personnel, technical staffing and decided on project team formation
- Tools: Confluence & Plugins
Software Engineering Associate Manager
Accenture Solutions Private Limited
04.2018 - 02.2022
- Client: NatWest Markets
- Role: Senior Business Analyst
- Responsibilities: Owned & successfully delivered Regulatory projects: MiFID II, Prudential, Brexit, MAS, CFTC
- Working closely with business, technical teams, and external clients (Banks, ECN, Brokers) in the FX Options domain
- Automated End of Day process for FXOptions
- Responsible for delivering E2E UAT for FX options storage in Trade Store of Natwest Markets
- Analysis (including pricing) for FX products - FX Spot, FX Options, Exotic Option on FX - Binary (One touch and no touch)
- Launched the Fx-Options browser-based trading platform called X-Web
- Created Screen Mockups for new web applications based on legacy windows based application
- Implemented the Digitals Options in X-Web
- Proactively suggested changes in Legacy Trading applications to enrich the user experience
- Designed mock-ups of the screens required to configure the FX Risk Parameters and control the risk of the bank
- Tools: Front-Office Currencies application, SQL(Toad), JIRA, Swagger, SharePoint, Confluence, Fiddler, Geneos and Splunk
Senior Consultant
Genpact Headstrong Capital Markets
04.2017 - 03.2018
- Client: NatWest Markets, Front Office Solutions
- Role: Senior Test Designer
- Project Brief: Implementation of MiFID II compliance is required for all legal entities that are authorized as MIFID Investment firms or which seek to offer services into the EU
- Five key MiFID II Components: Systematic internalizes Regime, Venues & Execution, Investor Protection, Governance and Monitoring and .ALGO / HFT / DEA
- Responsibilities: Led a test team of 5 for Front Office Testing Team for MiFID II Reporting - Test planning, Defect management and status reporting across test phases
- Streamlined the offshore test activities by coordinating with cross vendor teams and users
- Trained users and support teams on the application and backend processes
- Worked on requirements gathering and documentation for the change requests and creating functional workflows for different business processes
- Tools: Jira, Fiddler, Postman, SystemX Service Suite, MongoDB, TRAX, Tradeweb
Consultant
Genpact Australia
12.2015 - 04.2017
- Client: Westpac, Australia
- Role: Business Analyst & UAT Test Lead
- Project Brief: The Integrated Risk and Compliance Program (IRCP) project is a jointly sponsored Enterprise Operational Risk and Compliance program focused on implementing a new all-encompassing application to support risk and compliance management
- The main focus area of IRCP program is to implement a new Risk and Compliance platform across the Enterprise which will replace the 3 current systems – Accord, Radar and Controls Assurance
- The Integrated Risk and Compliance Program (IRCP) will be replacing multiple internal systems with a new eGRC solution which is the IBM Open Pages product to simplify the way bank's Obligations, Controls, and Assurance activities are managed
- Responsibilities: Conducting workshops with different business teams to understand the requirements and finalize their requirement
- Understanding the As-Is framework & Doing GAP analysis
- Documented end-to-end processes to analyze the impact of functionality implementation on existing application functionality
- (To be framework)
- Conducting workshops and walkthrough with the business representative and explaining new features and limitations of the project
- Suggesting business users with different ways of addressing their concerns at a minimal cost
- Interacting with development team and business users simultaneously, thereby bridging any
- Reviewing the test plan documents and assisting testing team during testing phase
- Providing UAT support and bug fixing
- Tools: Teradata, Open Pages, Oracle, JIRA, Agile methodologies, SharePoint, Confluence
Senior Software Engineer
Accenture Solutions Pvt Ltd
05.2014 - 12.2015
- Client: Trafigura
- Role: Senior Test Designer
- Project Brief: Project to build a core integration between MS Dynamics NAV, Salesforce & WinDMS for managing Transportation & Logistics of hard commodities (Oil & Gas)
- Worked as n L4 process owner of the Logistics Process
- Worked as a senior test analyst for OTC (order to cash), P2P (procure to pay), treasury finance, and logistics modules of ERP (Microsoft Dynamics NAV)
- Participated in all scrum ceremonies like daily stand up, sprint planning, backlog refinement, sprint review, and retrospective meetings to help the development team
- Interacted with business users, facilitated requirement workshops for gathering business requirements onshore
- Translated business requirements into functional requirements
- Helped the Product Owner in the authoring of the user stories and features ensuring clear communication of those requirements to business, design, and development teams in a fast-paced agile environment
- Helped client in performing UAT at onshore
- Creation of Test Strategy, Plan, Estimation, Test Scenarios, Test Cases, Test Execution, Defect Reporting and Defect Analysis, Test Reporting, Test Coordination, Client Interactions, and Management
Software Engineering Associate
Accenture Solutions Pvt Ltd
03.2011 - 03.2014
- Client: First Data Corporation- Pricing & Statements
- Role: Quality Analyst
- Project Brief: Project was aimed to test the global payment solution
- This is a mainframe and web-based platform for multiple applications providing Credit Cardholder statements, Letters, Pricing terms, E-statements, Fraud detection, Commercial card and pricing
- Responsibilities: Test preparation, Test Execution, Defect Management, Status Reporting, QI walkthrough
- Subject Matter Expert of Credit Card statements
- Testing mainframe batch job and database transactions
- Taking up requirement analysis and translating requirements into use cases
- Served as SME for multiple client applications
- Regression, UAT, and Go live test support
- Providing test estimations and maintaining metrics for defect containment, team tasks, and team skillset
- Tools: Mainframes, SQL Server 2008 and HP ALM
Education
Bachelor of Technology - Computer Science
Jodhpur Institute of Engineering And Technology
Jodhpur, Rajasthan08.2010
Senior Secondary - Science
Kendriya Vidhyalaya Airforce No.1
Jodhpur, Rajasthan04.2006
Secondary Education -
Kendriya Vidhyalaya
Anand, Gujarat04.2004
Skills
- Business Analysis
- Data lineage
- Regulatory compliance
- Business rule documentation
- Stakeholder engagement
- Data governance
- Data analysis
- Project management
- Cross-functional collaboration
- SQL proficiency
- Change management
- Risk management
- Business process mapping
- Stakeholder management
- Process improvement
- Agile methodology
- Requirements gathering
Certification
- Certified Scrum Product Owner
- Certified Scrum Master
- BCS ISEB Foundation BA certification.
- ISTQB Foundation Level Certified Tester
Timeline
Senior Business Analyst
RBC Capital Markets
09.2024 - Current
Senior Business Systems Analyst
RBC Wealth Management
02.2022 - 10.2023
Software Engineering Associate Manager
Accenture Solutions Private Limited
07.2021 - 02.2022
Software Engineering Associate Manager
Accenture Solutions Private Limited
04.2018 - 02.2022
Senior Consultant
Genpact Headstrong Capital Markets
04.2017 - 03.2018
Consultant
Genpact Australia
12.2015 - 04.2017
Senior Software Engineer
Accenture Solutions Pvt Ltd
05.2014 - 12.2015
Software Engineering Associate
Accenture Solutions Pvt Ltd
03.2011 - 03.2014
Senior Secondary - Science
Kendriya Vidhyalaya Airforce No.1
Secondary Education -
Kendriya Vidhyalaya
Bachelor of Technology - Computer Science
Jodhpur Institute of Engineering And Technology
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