TRACEY KEMP
Financial Advisor
Lower Sackville,NS
Summary
Professional financial advisor with experience serving bank customers through various offerings. Helpful when processing transactions, opening accounts and cross-selling bank services. Team player quick to assist tellers, managers and other staff with various needs to deliver outstanding service. Expert knowledge of various regulatory requirements and corporate policies and procedures.
Overview
21
21
years of professional experience
Work History
Financial Advisor
Royal Bank
07.2021 - Current
- Educated clients on various financial matters and provided professional recommendations on investment opportunities, products and services based on each clients' individual needs.
- Helped individuals and families build and execute wealth management strategies based on unique goals and objectives.
- Assisted clients with preparing financial plans, conducting investment research and completing trades and transactions to assess and meet financial goals.
- Worked with clients to support understanding of rationale and details of financial strategies.
Financial Advisor
Scotiabank
11.2018 - 07.2021
- Reviewed on various financial matters and provided professional recommendations on investment opportunities, products and services based on each clients' individual needs.
- Helped with client complaint investigations to improve their experience.
- Prepared documentation for various regulatory approvals.
- Dealt with customer complaints and general client issues.
In-Home Child Caregiver
Tracey's Place
03.2011 - 10.2018
- Reviewed with families to discuss activities and behaviors of each child.
- Created safe and engaging learning environment for groups of diverse children with various learning styles.
Senior Personal Banking Officer
Scotia Bank
10.2003 - 01.2010
- Assisted customers with setting up or closing accounts, completing loan applications and signing up for new services.
- Identified sales opportunities and referred customers to branch partners in financial services.
English Language Teacher
Various Companies
05.1998 - 05.2001
- Planned and implemented lessons to positively increase vocabulary and sentence structure skills.
- Successfully improved -speaking students' English grammar and vocabulary levels through written and interactive activities.
- Planned lessons for classroom of 20 students.
Education
Certifiied Financial Planner - Financial Planning
Canadian Institute Of Financial Planning
Current
LLQP - Life License Qualification Program
IFSE Institute
Current
RFRA 1&2 - Registered Financial And Retirement Advisor
CIFP
02-2021
IFIC Mutual Funds Licence - Personal Finance Planning
IFSE Institute
01-2019
Certified Financial Councillor - Personal Finance Planning
Canadian Securities Institute
Bachelor of Arts - Geography
Carleton University
Ottawa, ONSkills
- Mutual funds and Stock market understanding
- Financial planning
- Risk management
- Critical thinking
- Regulatory Examinations
- Policy Analysis
- Document Review
- Preparing Documentation
- Client Correspondence
- Financial Knowledge
- Investment Performance Reporting
- Retirement Needs
- Financial Plan Development
Timeline
Financial Advisor
Royal Bank
07.2021 - Current
Financial Advisor
Scotiabank
11.2018 - 07.2021
In-Home Child Caregiver
Tracey's Place
03.2011 - 10.2018
Senior Personal Banking Officer
Scotia Bank
10.2003 - 01.2010
English Language Teacher
Various Companies
05.1998 - 05.2001
Certifiied Financial Planner - Financial Planning
Canadian Institute Of Financial Planning
LLQP - Life License Qualification Program
IFSE Institute
RFRA 1&2 - Registered Financial And Retirement Advisor
CIFP
IFIC Mutual Funds Licence - Personal Finance Planning
IFSE Institute
Certified Financial Councillor - Personal Finance Planning
Canadian Securities Institute
Bachelor of Arts - Geography
Carleton University
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