Syed Isabat Rizvi
Summary
Dedicated compliance professional with a history of meeting company goals utilizing consistent and organized practices. Skilled at assessing process flows to detect potential risks, deficient controls, duplicated effort, extravagance, fraud, and non-compliance with laws, regulations, and management policies. Team player with talent for mentoring team members in organizing, analyzing, synthesizing, and summarizing data using appropriate methodologies.
Overview
6
6
years of professional experience
Work History
Senior Associate (Contract)
Bridger Consulting Group
Toronto, ON
09.2022 - Current
- Assisting with building the compliance framework for contract experts, ensuring employees are following the compliance standards, overseeing internal compliance training, and collaborating with client compliance staff on a per project basis.
- Enhance existing compliance framework and troubleshoot any minor issues.
- Trained and supported new team members, maintaining culture of collaboration.
Associate
Gerson Lehrman Group
Gurugram, Haryana, India
09.2017 - 03.2022
- Founding member of Content Review team, reporting to the Deputy Chief Compliance Officer and helped in setting up the Global team in Gurugram to review GLG events content from compliance and legal standpoint and resolve any potential risks.
- Developing and overlooking the control systems to prevent or deal with violations of legal/compliance guidelines and internal policies.
- Supporting the Council Member Surveillance Group on a day-to-day basis to ensure all BAU activities are completed accurately and to the highest standard.
- Collaborating with Global Colleagues & Compliance Groups to resolve potential risks to the firm.
- Revising procedures, reports; periodically to identify hidden risks or non-conformity issues.
- Reviewing the work of candidates when necessary to identify compliance issues and provide advice or training.
- Carrying out technical work on different types of data, forecasting team’s potential, work allocation distribution, eventually analyzing the data, inputting it in tables, visual representing the data in PPTs.
- Presenting suggestions for enhancements and identify areas for improving the current Surveillance process and procedures.
- Keeping abreast of regulatory developments & evolving best practices in compliance control.
- Supervising, coaching, and managing a team of 11 members; pivotal in identifying new threats to business model, improving the previous research practices, and introducing new practices in the existing business model.
- Preparing reports for senior management and external regulatory bodies as per KYC guidelines.
Junior Analyst
Blue Umbrella Limited
New Delhi, Delhi, India
04.2016 - 08.2017
- Initiated in-depth research on specified sectors and generated the data, wrote reports applying in-house style to reports and assist in its refinement
- Organized desktop research by using multiple proprietary databases and general secondary sources for Fortune 500 companies, top tier investment banks, insurance companies, and law firms, along with their principles based in USA, Canada, Australia, Japan, Singapore, Hong Kong, Sweden, Vietnam, Philippines, UK, New Zealand, India
- Submitted reports on topics like Adverse Media, Litigations, Political/ Government Relations, FCPA/ UKBA/ OFAC Enforcements and Bribery or corruption charges
- Translated and summarized information from various online sources and languages into clear and concise reports.
Education
Postgraduate Diploma - Business Analytics
Conestoga College Institute of Technology And Advanced Learning
Kitchener, ON12.2022
MBA - Finance
Jamia Hamdard University
New Delhi04.2016
BBA - Business Analysis
JIMS College
New Delhi 06.2012
Skills
- Risk Consulting
- Due Diligence
- Fraud Detection
- Market Intelligence
- Vendor Risk Management
- Secondary Research
- Data Analysis and Visualization
Work Availability
monday
tuesday
wednesday
thursday
friday
saturday
sunday
morning
afternoon
evening
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Quote
You only have to do a few things right in your life so long as you don’t do too many things wrong.
Warren Buffett
Timeline
Senior Associate (Contract)
Bridger Consulting Group
09.2022 - Current
Associate
Gerson Lehrman Group
09.2017 - 03.2022
Junior Analyst
Blue Umbrella Limited
04.2016 - 08.2017
Postgraduate Diploma - Business Analytics
Conestoga College Institute of Technology And Advanced Learning
MBA - Finance
Jamia Hamdard University
BBA - Business Analysis
JIMS College
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