Sunanda Singh

• Processed mandatory and voluntary corporate actions across equities and fixed income products, ensuring accurate and timely processing throughout the event lifecycle.
• Managed entitlement calculations, payment processing, and position reconciliation across cash and securities, ensuring settlement accuracy, data integrity, and compliance.
• Reviewed corporate action notifications and circulars from multiple sources, including DTC, Capital IQ, LSE, and Euroclear, and performed second-source validation to confirm event details.
• Analyzed SWIFT MT564/565/566 messages to capture, validate, and process corporate action event information.
• Monitored and resolved discrepancies, breaks, and exceptions using reconciliation tools and workflow systems.
• Monitored and resolved discrepancies, breaks, and exceptions using reconciliation tools and workflow systems, investigating root causes and implementing appropriate resolutions.
• Applied knowledge of tax implications associated with corporate actions and supported accurate processing of financial events.
• Collaborated with custodians, tax, compliance, front-office, and operations teams to resolve escalations, ensuring smooth processing of complex transactions.
• Used Excel and SQL to validate financial data, investigate discrepancies, generate reports, and support operational decision-making.
• Worked independently to prioritize fluctuating workloads and meet processing deadlines while maintaining high accuracy and control standards.
• Contributed to UAT testing, SOP documentation, and system enhancements, driving process improvement initiatives focused on operational controls and data quality.
• Maintained strong awareness of operational risk by validating event information, investigating exceptions, and following established procedures and controls.
• Supported market and financial operations research through review of corporate action information and industry-related data sources.

PROJECTS:

• US ETFs
• Germany Cash Dividend

• Conducted verification of clients and entities using FINRA, SEC, EDGAR, SEDAR, and SOS databases to ensure accurate and complete information for onboarding.
• Reviewed and validated client documentation, including IMAs, CMAs, Trust Agreements, Prospectuses, Certificates of Registration, and tax-related forms, supporting compliant account opening.
• Escalated discrepancies, high-risk clients, and PEPs to Compliance, supporting AML/KYC compliance efforts.
• Conducted enhanced due diligence, background checks, negative-news screening, and risk assessments to mitigate potential risks and ensure policy adherence.
• Completed KYC reviews for new and existing clients, maintaining accurate records and ensuring documentation met regulatory and internal requirements.
• Collaborated with Compliance and Operations teams to address client-risk, documentation, account-restriction, and regulatory issues.
• Updated SOPs and documented process exceptions to support audit readiness, records integrity, and continuous operational improvement.