Sukhpreet Kaur Mann
Ajax,Ontario
Summary
Detail-oriented risk management specialist versed in financial analysis and reporting. Brings advanced understanding of market conditions and trends, risk mitigation strategies and financial decision-making. Expert in diverse statistical analyses techniques. Accomplished professional confident in completing assessments, developing recommendations and presenting findings. Helps organizations control and balance risk for maximum profits. Analytical, astute and current on latest models and techniques. Highly-motivated employee with desire to take on new challenges. Strong work ethic, adaptability, and exceptional interpersonal skills. Adept at working effectively unsupervised and quickly mastering new skills.
Overview
7
7
years of professional experience
1
1
Certification
Work History
Risk Management Officer
State Str
04.2021 - Current
- Conducted investigations into incidents of fraud or abuse within the organization.
- Developed and implemented plans for mitigating identified risks.
- Collaborated with external auditors during annual audits to ensure accuracy of information provided by the organization.
- Developed standard operating procedures for various aspects of the organization's operations based on best practice guidelines from professional associations or government agencies.
- Drafted reports outlining findings from risk management activities including recommendations for improvement.
- Maintained up-to-date records of all relevant documents related to risk management activities.
- Provided advice and guidance to department heads on risk management practices.
- Evaluated insurance coverage options for the organization's assets and liabilities against applicable regulations.
- Analyzed financial data to identify potential risks associated with investments and other transactions.
- Reviewed, monitored, and reported on operational processes to ensure compliance with regulatory requirements.
- Assessed proposed changes in business operations for potential impact on current policies or procedures related to risk management.
- Facilitated communication between different departments regarding any changes or updates made to existing policies or procedures pertaining to risk management activities.
- Documented and reported on key risks and recommended mitigation strategies.
- Informed financial decisions by analyzing financial information to forecast business, industry and economic factors.
- Assessed products and processes to evaluate potential environmental and financial impacts and long-term profitability .
- Compiled and submitted regular reports to update senior management on operations and progress.
- Conducted in-depth analyses on potential risks, impacts of new legislation or potential economic factors related to financial activities.
- Compared costs and benefits of different industry-specific securities to evaluate optimal choices.
- Conducted investigations and took appropriate actions to resolve concerns.
- Acquired risk-related data from external and internal resources.
- Analyzed areas of potential risk to assets, earning capacity and organizational success.
- Implemented new technologies to enhance workplace productivity levels.
- Participated in regular meetings with upper management regarding progress updates on current initiatives.
- Provided guidance to team members on how to effectively complete tasks within established timelines.
- Supervised subordinate staff in carrying out daily duties and activities.
- Coordinated with legal counsel to ensure organizational compliance.
- Directed strategic planning and implementation of organizational goals.
- Coordinated cross-departmental projects to achieve company objectives.
- Championed innovation and continuous improvement initiatives.
- Led crisis management efforts to resolve issues promptly and efficiently.
- Developed and maintained relationships with key clients and stakeholders.
- Oversaw financial budgeting and fiscal management to optimize resources.
- Led training and development programs to enhance team skills and performance.
- Oversaw the development and implementation of operational procedures.
- Oversaw quality control to identify inconsistencies and malfunctions.
- Audited company's legal documents to verify compliant policies and procedures.
- Analyzed company's expenditures and developed financial models.
- Identified needs of customers promptly and efficiently.
- Wrote and submitted reports on industry trends, prompting managers to develop business plans.
- Set specific goals for projects to measure progress and evaluate end results.
- Tracked project schedules and encouraged teams to complete tasks on time while staying on budget.
- Worked closely with human resources to support employee management and organizational planning.
- Monitored operations and reviewed records and metrics to understand company performance.
- Analyzed key performance indicators to identify effective strategies.
- Utilized document management system to organize company files, keeping up-to-date and easily accessible data.
- Evaluated needs of departments and delegated tasks to optimize overall production.
- Developed and implemented policies and procedures for bank operations.
- Facilitated communication between employees at different branches throughout the region.
- Conducted regular audits of bank transactions and records to ensure accuracy.
- Managed the reconciliation of various accounts including checking, savings, loans.
- Negotiated contracts with vendors for banking supplies such as checkbooks, deposit slips.
- Maintained up-to-date knowledge of banking products and services offered by the institution.
- Assisted in developing strategies for improving customer service levels.
- Established effective working relationships with other departments within the organization.
- Managed relationships with tax authorities, bankers and auditors.
- Analyzed competitors and market trends to facilitate business growth.
- Recommended new financial and accounting software packages. replacing various non-integrated offerings.
- Analyzed actual financial results to budget, preparing variance reporting to functional groups.
- Built financial models to allocate resources, forecast cash and investment needs and make capital budgeting decisions.
- Invested funds and recommended appropriate dividend issuances based on historical dividend patterns and expected cash flows.
- Maintained regular performance appraisals for subordinates through verbal, written and on-going review programs.
- Communicated with stockholders or other investors to provide information or raise capital.
- Coordinated approval or rejection of lines of credit or commercial, real estate or personal loans.
- Used hedging to mitigate financial risks related to interest rates on company's borrowings.
Sr Associate
State
04.2018 - 03.2021
- Managed team resources, including assigning tasks, monitoring progress, and ensuring deadlines were met.
- Analyzed data and created reports for senior management.
- Provided direction and guidance to junior associates on complex tasks.
- Resolved customer inquiries in a timely manner while adhering to service level agreements.
- Maintained responsibility for all inquiries, concerns and complaints, resolving matters effectively and to satisfaction of customers.
- Maintained positive working relationship with fellow staff and management.
- Monitored risk management processes to identify and mitigate potential risks.
- Assisted in the development of risk management plans for clients.
- Prepared presentations summarizing key findings from risk assessments conducted by the team.
- Assisted in developing training programs related to proper handling of customer complaints.
- Attended industry conferences to stay abreast of emerging trends in the field of Risk Management.
- Analyzed company portfolios for potential risk exposures.
- Reviewed financial statements for compliance with regulatory policies and procedures.
- Lead and executed risk management projects to identify deficiencies and possible corrective actions.
- Managed vendor relationships for workers' compensation and property and casualty insurance policy programs.
- Implemented operational vision for data analytics and reporting, including identification of key requirements and continuous improvement opportunities.
- Identified hazardous materials in facilities, disposing of waste according to regulations.
- Directed reporting automation to reduce errors and labor requirements.
- Developed in-depth reports, which delivered improved visibility and enabled better control of credit risk.
- Recommended state safety grants to prioritize use of available funds for identified risks.
- Developed and updated measurement infrastructure with integration of and tools.
- Supported development and implementation of proactive approaches to address risk, fraud and collection needs.
- Reviewed portfolios, identifying risk factors, and determined methods to alleviate delinquencies.
- Participated in division safety and security meetings and joint safety task force meetings.
- Documented and reported on key risks and recommended mitigation strategies.
- Analyzed areas of potential risk to assets, earning capacity and organizational success.
- Informed financial decisions by analyzing financial information to forecast business, industry and economic factors.
- Performed statistical analyses to identify trends, variations, patterns and insights.
- Compiled and submitted regular reports to update senior management on operations and progress.
- Used Excel pivot tables, charts and reports to break down and analyze information.
- Illustrated financial, statistical and econometric data through technical reports and charts.
- Developed and documented risk management systems.
Level 2 Associate
State Street Bank and Trust
02.2017 - 04.2018
- Identified opportunities to improve the customer experience by analyzing trends from past interactions.
- Maintained open communication channels with team members as well as external stakeholders such as vendors and suppliers.
- Implemented changes in processes or procedures based on feedback from customers or internal teams.
- Analyzed system performance metrics to proactively identify potential issues before they affected end users.
- Generated reports using database tools for management review and analysis purposes.
- Reviewed system logs regularly in order to identify any irregularities that may require further investigation.
- Demonstrated strong initiative when responding quickly and effectively to urgent requests from customers.
- Participated in training sessions related to new products or services being introduced.
- Audited company's legal documents to verify compliant policies and procedures.
- Monitored operations and reviewed records and metrics to understand company performance.
- Assessed company operations for compliance with safety standards.
- Oversaw quality control to identify inconsistencies and malfunctions.
Education
Master of Technology - Computer Science
Punjabi University
Punjab, India11-2010
Bachelor in Technology - Computer Science And Engineering
Punjab Technical University
Punjab, India05-2007
Skills
- Legal Compliance
- Stress testing
- Compliance Monitoring
- Business continuity planning
- Audit Coordination
- Information Security
- Quantitative Analysis
- Incident Management
- Internal Controls
- Risk Mitigation
- Excellent Communication
- Active Listening
- Decision-Making
- Time management abilities
- Goal Setting
- Time Management
- Teamwork and Collaboration
- Transaction reviewing
- Problem-Solving
- Team Collaboration
- Reliability
- Multitasking
- Problem-solving abilities
- Database Management
- Customer Communication
- Effective Communication
- Team building
- Organizational Skills
Affiliations
- ABC
- CBF
- GDGG
Languages
English
Professional
Punjabi
Professional
Accomplishments
- Best Employee
- High performance award
- Risk role model
Certification
- Microsoft
- Oracle
Websites
Timeline
Risk Management Officer
State Str
04.2021 - Current
Sr Associate
State
04.2018 - 03.2021
Level 2 Associate
State Street Bank and Trust
02.2017 - 04.2018
Master of Technology - Computer Science
Punjabi University
Bachelor in Technology - Computer Science And Engineering
Punjab Technical University
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