Summary
Overview
Work History
Education
Skills
Additional Information
Certification
Timeline
Hi, I’m

Sourabh Kaushal

Toronto,Ontario
Sourabh Kaushal

Summary

Experienced AML Investigator remaining observant while investigating suspected money laundering and financial crime incidents. Collecting information on new and old clients to identify potential risks and determine an appropriate level of due diligence for each account. Forward thinking and aware of current trends within this specialized field.

Overview

5
years of professional experience
1
Certification

Work History

AML Rightsource

Senior Analyst
02.2022 - 01.2023

Job overview

  • Responsible for performance and oversight of transaction monitoring, alert resolution, case investigation, fraud investigation, Suspicious Activity
  • Report(SAR) preparations, Enhanced Due Diligence reviews and other AML
  • BSA tasks
  • Perform enhance due diligence activities,investigations and transactional analysis
  • Manage queue of alerts and cases ensuring timely follow up of requests and adherence to escalation procedures
  • Review and decision system generated alerts to identify suspicious trends and activity by monitoring transactions through various client systems/application
  • Conducting primary and secondary research to identify and evaluate risk- relevant information from various internal and external sources
  • Responsible for conducting negative Media check on individuals and entities

Ameriprise Financial Services LLC

Analyst
04.2020 - 10.2021

Job overview

  • Review and decision system generated alerts to identify suspicious trends and activity by monitoring transactions through various client systems/application
  • Identifying potential irregularities/ red flags, while maintaining agreed service levels and commitments
  • Responsible for conducting fraud investigation
  • Supporting supervision functions of client facing documents, communications and investment products to ensure compliance with regulatory requirements.

HDFC Bank LTD

Assistant Manager
01.2018 - 08.2019

Job overview

  • Monitoring accounts for suspicious transactions and large cash transaction and reporting to the designated teams
  • Spearheading the Retail Branch Banking Operations and day to day activities of the Branch; ensuring adherence to Know Your Customer (KYC) and performing Customer due diligence along with center point verification
  • Assisting in general banking functions entailing Term Deposits, Recurring
  • Deposits, Demand Deposits, Current Accounts and Saving Accounts like
  • Inward / Outward Cheques Clearance, Issuance of Demand Drafts & Pay
  • Orders
  • Supporting timely Branch Audits in coordination with Internal & External
  • Auditors , attending to any Audit findings and resolving them immediately

Education

Kurukshetra University

Masters Of Business Administration from Marketing & Finance
06.2016

Kurukshetra University

B. Com from Tax Procedure & Practices
05.2014

Skills

  • Transaction Monitoring
  • Fraud Investigations
  • CDD
  • EDD
  • SAS 71
  • Actimize

Additional Information

ACHIEVEMENTS:

  • Be Brilliant Award(Twice) In Ameriprise Financial
  • Star Performer Award In HDFC Bank

Certification

  • Pursuing CAMS
  • Certified Career Qualified in Banking , FINSIA
  • Anti Money Laundering: AML, KYC and Compliance- Udemy

Timeline

Senior Analyst

AML Rightsource
02.2022 - 01.2023

Analyst

Ameriprise Financial Services LLC
04.2020 - 10.2021

Assistant Manager

HDFC Bank LTD
01.2018 - 08.2019

Kurukshetra University

Masters Of Business Administration from Marketing & Finance

Kurukshetra University

B. Com from Tax Procedure & Practices

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Sourabh Kaushal