ROBERT AINLEY
Summary
Accomplished operations leader with expertise in financial planning and strategic initiatives. Adept at enhancing operational efficiency and accountability while managing regulatory compliance, contributing to informed decision-making and stronger client relationships.
Overview
1
1
Certification
10
10
years of professional experience
Work History
Chief Operations Officer
My Three Angels Pictures Inc.
Toronto, ON
09.2015 - 03.2023
- Directed daily business operations, financial planning, and strategic initiatives, driving organizational growth.
- Managed budgets, forecasting, reporting, and resource allocation, aligning resources with business objectives.
- Prepared financial reports, business analyses, and executive updates, facilitating informed decision-making.
- Implemented operational improvements that enhanced efficiency and accountability.
- Built and maintained strong relationships with investors, vendors, funding partners, and external stakeholders.
- Coordinated grant applications, funding proposals, and supporting documentation.
- Managed confidential financial and business information with professionalism and discretion.
Senior Credit Risk Analyst
Canaccord Genuity Wealth Management
Toronto, ON
07.2014 - 08.2015
- Reviewed and approved trades to ensure compliance with internal policies and industry regulations, mitigating potential financial risks.
- Assessed financial risk and monitored client accounts within a regulated investment environment.
- Maintained detailed records to support audit readiness and ensure regulatory compliance across all operations.
- Reconciled transactions and prepared daily operational and compliance reports.
- Monitored wire transfers, margin accounts, and settlement activities while maintaining accurate documentation.
- Resolved account issues by collaborating with Investment Advisors, brokers, and internal departments to enhance client satisfaction.
Senior Credit Risk Analyst
Dundee Securities
Toronto, ON
05.2013 - 07.2014
- Conducted credit risk assessments and monitored client investment accounts to identify potential risks.
- Reviewed financial documentation to ensure compliance with regulatory requirements and mitigate risks.
- Managed settlement activities for equities, fixed income, foreign exchange, money market products, and derivatives.
- Investigated account discrepancies and collaborated with advisors to promptly resolve client issues.
- Prepared AML documentation and supported FINTRAC compliance activities.
- Maintained accurate client records while protecting confidential financial information.
Education
Associate - Business Administration Management
George Brown College
Certificate - Investment Sales Assistant
George Brown College
Skills
- Risk assessment
- Operational Efficiency and Improvement
- Client Relationship and Satisfaction Management
- Problem Resolution
- Records management
- Microsoft Office Suite
- Communication and Relationship Building
- Strategic planning
- Decision making
- Project management
- Corporate administration
- Multi-site operations
- Performance optimization
- General management and administration
- Conflict resolution
Certification
Anti-Money Laundering (AML) Certificate, Canadian Securities Institute
Timeline
Chief Operations Officer
My Three Angels Pictures Inc.
09.2015 - 03.2023
Senior Credit Risk Analyst
Canaccord Genuity Wealth Management
07.2014 - 08.2015
Senior Credit Risk Analyst
Dundee Securities
05.2013 - 07.2014
Associate - Business Administration Management
George Brown College
Certificate - Investment Sales Assistant
George Brown College