Summary
Overview
Work History
Education
Skills
Accomplishments
Languages
Certification
Timeline
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Ritu Patel

Toronto

Summary

Client-focused and detail-oriented Mutual Fund Representative with strong experience in investment advisory, account management, and compliance. Proven expertise in executing trades, performing KYC/AML checks, and providing tailored financial solutions across registered and non-registered products. Known for delivering exceptional client service and consistently earning recognition through Moment Maker awards. Holds IFIC and BME certifications with a BBA degree.

Overview

6
6
years of professional experience
1
1
Certification

Work History

Mutual Fund Representative

CIBC
05.2022 - Current
  • Provide comprehensive financial advice on investment solutions including RRSPs, TFSAs, RESPs, RDSPs, and GICs, ensuring alignment with clients’ goals and risk tolerance.
  • Execute mutual fund and GIC trades while maintaining compliance with MFDA regulations and internal policies.
  • Conduct thorough KYC and AML verifications to support accurate client profiling and regulatory requirements.
  • Perform ongoing KYP and RRA assessments, ensuring all investment recommendations are suitable and well-documented.
  • Open new client accounts with precision, maintaining high data accuracy and compliance standards.
  • Recognized for service excellence with multiple Moment Maker awards for going above and beyond client expectations.
  • Collaborate with branch teams and compliance to ensure operational effectiveness and risk mitigation.

Deli Clerk

Sobeys
08.2019 - Current
  • Greeted customers at counter to fulfill requests and answer questions.
  • Precisely measured, weighed, sliced, and packaged deli products according to customer requests while minimizing waste.
  • Maintained a safe working environment by adhering to food safety guidelines and promptly addressing any hazards.
  • Prevented food spoilage by monitoring dates, rotating stock, and following proper storage procedures.

Administrative Assistant

Concord Shading Systems
05.2021 - 05.2022
  • Answered multi-line phone system, routing calls, delivering messages to staff and greeting visitors.
  • Maintained confidentiality of sensitive information by adhering to strict privacy policies and implementing secure filing systems.
  • Delivered excellent customer service through prompt responses to client inquiries, addressing concerns effectively, and building strong relationships.
  • Ensured accurate record-keeping with diligent data entry and database management for vital company information.

Education

Post Graduation Diploma - Global Business Management

Humber Institute of Technology And Advanced Learning
Toronto, ON
05-2021

BBA - Finance

CHARUSAT UNIVERSITY
Gujarat, INDIA
05-2018

Skills

  • Proficient in technology
  • Effective communication
  • Prioritization and scheduling
  • Analytical problem solving
  • Responsive to new challenges
  • Meticulous attention to detail
  • Risk Assessment
  • KYC and AML Compliance Understanding

Accomplishments

1000 Points Momentmaker Award - 2023

Q3 Momentum Award - 2023

250 Points Top Risk Momentmaker Award - 2024

500 Points Momentmaker Award - 2025

Languages

English

Certification

IFIC - Investment Funds In Canada in Good Standing - 2022

BME - Branch Managers Examination Course - 2024


Timeline

Mutual Fund Representative

CIBC
05.2022 - Current

Administrative Assistant

Concord Shading Systems
05.2021 - 05.2022

Deli Clerk

Sobeys
08.2019 - Current

Post Graduation Diploma - Global Business Management

Humber Institute of Technology And Advanced Learning

BBA - Finance

CHARUSAT UNIVERSITY

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