Ram Ramakrishnan
Oakville,ON
Summary
Accomplished finance executive with a proven track record at Scotiabank and Royal Bank of Canada, adept in Regulatory Capital Management under Basel III and leading compliance initiatives. Expert in strategic planning and operational efficiency, demonstrated through successful Sarbanes Oxley compliance. Excels in mentoring teams, showcasing leadership and analytical prowess.
Overview
22
22
years of professional experience
1
1
Certification
Work History
Director
Scotiabank
Toronto, Ontario
10.2004 - 09.2025
§ Sarbanes Oxley (SOx) requirements for Banks:
o Ensure timely evaluation and certification for the Canadian Banking Division
o Re-evaluate scope of risks relating to Financial Reporting in light of the current economic environment
o Develop new documentation for areas added into scope on an on-going basis
§ IFRS:
o Coordinate the project for IFRS implementation for the Canadian Banking Division
o Arrange business impact assessment for relevant standards in coordination with subject matter experts
§ Compliance function at the Divisional level:
o Support Divisional Finance in the evaluation and completion of periodic certification to Group Compliance
Manage compliance initiatives in an evolving role, as determined by Divisional Finance management during the year.
Director Capital Management
Scotiabank
Toronto, ON
11.2011 - 10.2022
Main goals:
- Directed or coordinated financial or budget activities to fund operations and maximize investments.
- Represented the organization at industry events, conferences, and public meetings.
- Mitigated business risks by working closely with staff members and assessing performance.
- Developed and implemented comprehensive strategies to improve operational processes and organizational efficiency.
- Monitored progress by establishing plans, budgets and measuring results.
- Provided leadership, insight and mentoring to newly hired employees to supply knowledge of various company programs.
Team Lead SOX
Royal Bank of Canada
Toronto, Ontario
01.2004 - 09.2004
Team Lead for Audit - Sarbanes Oxley controls implementation within the Finance Division
Conducted concurrent audit of implementation of SOX controls within the Finance Division
Skills
Regulatory Capital Management under Basel requirements
Planning and forecasting models for effective compliance with capital management requirements
Management of Stand-Alone Capital (aka Solo Capital) as per OSFI requirements
Management of Internal Controls over Financial Reporting (ICOFR)
Certification
- Chartered Professional Accountant (Ontario)
- Certified Public Accountant (Delaware, USA)
- Certified Associate of the Indian Institute of Bankers
Timeline
Director Capital Management
Scotiabank
11.2011 - 10.2022
Director
Scotiabank
10.2004 - 09.2025
Team Lead SOX
Royal Bank of Canada
01.2004 - 09.2004
- Chartered Professional Accountant (Ontario)
- Certified Public Accountant (Delaware, USA)
- Certified Associate of the Indian Institute of Bankers
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