Summary
Overview
Work History
Education
Skills
Certification
Timeline
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RAHUL PAHWA

Toronto,ON

Summary

Qualified graduate and a professional with experience in the Investment industry. Having great organizational skills, time management skills, commitment to professionalism, and proficiency in MS applications like Excel and SQL. Passionate to succeed with the ability to work under pressure and meet tight deadlines.

Overview

3
3
years of professional experience
1
1
Certification

Work History

Associate

CIBC Premium Edge
12.2022 - 05.2023
  • Working with High-Net-worth Clients on the premium edge line assisting them with their investment needs and building long-term relations
  • Managed 20 calls per day on an average related to trade, cash transactions and other investment-related queries.
  • Provided pertinent information in a courteous and professional manner to clients by explaining relevant trading policies that are in the best interest of the firm and client
  • Executed the trade for clients including Stocks, Mutual Funds, Debentures, and other fixed-income instruments which had the strategy of having block trade, iceberg trade, and other strategies
  • Helped the clients in opening up new accounts by bringing in assets from Other Financial institutions
  • Followed up with clients in regard to the requests submitted by the clients related to non-trade and trade inquiries
  • Took ownership of the task to provide the best services.

Investment Representative

TD Direct Investing
09.2021 - 12.2022
  • Actively participated in the new hire training program being a TTO to help them get familiar with Policies and Procedures
  • Scored 80+ LEI in the consecutive two quarters with an average of 4+ green surveys per month.
  • Delivered fast, friendly, and knowledgeable service for routine questions and service complaints.
  • Perform client instructions in accordance with industry and TD Direct Investing trading policy.
  • Support the achievement of the Investor Service Centre (ISC) objectives by meeting or exceeding individual Growth Business goals.
  • Monitored compliance risk controls to identify deviations and offer recommendations.
  • Proactively identify and adapt to the needs of the customer and offer creative solutions by learning about TD Direct Investing products and services and their applicability to customer/market situations.

Supervisor

Odin Protection Services
03.2020 - 08.2021
  • Recorded incident reports with detailed accounts of occurrences.
  • Oversaw team of security officers and managed scheduling and performance evaluations.
  • Conducted regular patrols of facility to detect and deter security threats.
  • Monitored alarm systems and CCTV footage to enable prompt attention and response.
  • Prepared and submitted reports to keep management informed of security activities and developments.
  • Conducted frequent security audits to identify potential problems related to physical security, staff safety, and asset protection.

Education

Post-Graduate Diploma - Finance Planning and Wealth Management

Lambton College
Toronto, ON
04.2021

Bachelor of Commerce - Finance

GGDSD College
Chandigarh, India
05.2018

Skills

  • Analytical Thinking
  • Problem-Solving
  • Attention to detail
  • Multi-tasking
  • Leadership Skills
  • Critical thinking
  • Trade Order Management
  • Tech Savvy

Certification

Canadian Securities Course - CSI

Derivative Funds and Options Licensing – CSI

Conduct and Practice Handbook – CSI

Timeline

Associate

CIBC Premium Edge
12.2022 - 05.2023

Investment Representative

TD Direct Investing
09.2021 - 12.2022

Supervisor

Odin Protection Services
03.2020 - 08.2021

Post-Graduate Diploma - Finance Planning and Wealth Management

Lambton College

Bachelor of Commerce - Finance

GGDSD College

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