Priyanka Sharma
London,ON
Summary
Experienced licensed investment representative with 3 years of experience at TD Direct investing, with strong investigative and research skills seeking for an opportunity at TD's AML/ATF risk assessment department.
Overview
5
5
years of professional experience
1
1
Certification
Work History
Licensed Investment Representative
TD Direct Investing
10.2021 - Current
- Comply with all security measures in order to perform high risk authentication
- Reporting the Fraud and Surveillance team to any potentially suspicious callers and unsuccessful authentication attempts.
- Executing foreign exchange and trade placements in compliance with corporate guidelines and policies.
- Inform clients about current and planned organizational initiatives and carry them out as directed by them.
- Looking into client inquiries about various financial instruments and providing the clearest explanation possible
Easyline Banking Specialist
TD Canada Trust
09.2019 - 10.2021
- Increased customer satisfaction by providing personalized banking solutions and exceptional service.
- Presented products and services to customers using in-depth knowledge to answer questions.
- Managed risk effectively by conducting thorough credit assessments and adhering to established lending guidelines.
- Identified customer desires and goals through needs-based sales tactics.
- Implemented effective fraud detection measures that significantly reduced instances of financial crime within the institution.
- Led team in high-pressure environment, achieving targets for account sign-ups and
Education
MBA - Human Resource Management
Panjab University
India07.2018
Bachelor of Arts -
Chitkara University
India04.2011
Skills
- Adequate understanding of AML/ATF rules and regulations acquired through DFOL,CSC and CPH certifications and LMS courses at Direct investing
- Strong ability to make decisions and communicate verbally and in writing
- Ability to operate independently using resources at hand
- Strong research and navigational abilities to address client issues and queries
- Ability to understand and interpret financial statements and audit reports
Certification
- Anti Money Laundering & Terrorist Financing For Securities Professionals
- Canadian Securities Course (CSC®) 1,2
- Conduct and Practices Handbook Course (CPH®)
- Derivatives Fundamentals and Options Licensing Course (DFOL)
Awards
League of Extraordinary Winners- July 2024
League of Extraordinary Winners- May 2024
Quarterly merit Winner- 2020
Timeline
Licensed Investment Representative
TD Direct Investing
10.2021 - Current
Easyline Banking Specialist
TD Canada Trust
09.2019 - 10.2021
MBA - Human Resource Management
Panjab University
Bachelor of Arts -
Chitkara University
- Anti Money Laundering & Terrorist Financing For Securities Professionals
- Canadian Securities Course (CSC®) 1,2
- Conduct and Practices Handbook Course (CPH®)
- Derivatives Fundamentals and Options Licensing Course (DFOL)
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