Summary
Overview
Work History
Education
Skills
Extracurricular Activities
Project : Macro implementation for failing trades
Certification
Accomplishments
Timeline
Generic

Preeti Sharma

Oshawa,Canada

Summary

Analytical professional with technical knowledge and critical thinking skills to thrive in data-driven environments. Tackles challenges with positivity and drive to overcome. Works great alone or with others and consistently exceeds expectations. Dedicated Team Leader with expertise in quality assurance initiatives, issue resolution and interpersonal communication. Proficient with project management, personnel training and production scheduling. Sets example for work ethic, punctuality and quality.

Overview

8
8
years of professional experience
1
1
Certification

Work History

Team Lead

Bank of America
06.2022 - 03.2024
  • Led a team in pre-matching, matching, and timely settlement of trades, ensuring error-free settlements and adherence to regulators' requirements
  • Reduced failing trades and increased settlement efficiency by implementing strategic initiatives
  • Liaised with external clients, brokers, and custodians to settle failing trades and minimize intercompany failing trades
  • Ensured capital exposure compliance and minimized segregation violations to avoid fines
  • Prioritized reducing failing SELL trades to mitigate buy-in threats to the firm
  • Managed depot transfer requests and resolved breaks about stock loans within defined timelines
  • Conducted research on unrecognized trades, escalating as necessary to ensure timely settlement
  • Provided MIS and operational/trading exposure reporting to management
  • Cleared items on daily exception accounting reports and maintained productivity levels as per SLA

Technical Coordinator

Northern Operating Services India Pvt Ltd Pune
01.2019 - 06.2022
  • Conducted reconciliation of positions and cash for hedge funds, ensuring accuracy and compliance
  • Prepared daily trackers of funds and allocations, updated SOPs, and managed broker and client communications
  • Reviewed cash manuals, performed monthly cash manual rebalancing, and calculated FTPs
  • Reconciled total equity recs and monitored account migrations, maintaining meeting minutes and managing mail.

Financial Analyst

Citicorp Services India Private Ltd Gurugram
11.2017 - 01.2019
  • Conducted reconciliations of nostro and vostro accounts, processed manual payments, and managed diverse reconciliation processes using various tools
  • Liaised with correspondent banks, remitting, and beneficiary banks to resolve unidentified payments
  • Maintained adherence to SLAs, engaged in client calls, and ensured compliance with regulatory guidelines
  • Prepared knowledge assets for training associates and contributed to process improvements

Financial Analyst

Deutsche Bank Group Jaipur
06.2016 - 11.2017
  • Reviewed transactions for sanctions and embargo filtering, maintained transaction accuracy, and adhered to process procedures and policies
  • Assisted in maintaining reputational and financial risk, contributed to innovation, and participated in cost-reduction projects

Education

Data Analytics for Business Decision Making -

Durham College (Ontario Tech University)
05-2024

B.COM -

Biyani Group of College
05.2015

Senior Secondary School -

Kendriya Vidyalaya
03.2012

Skills

  • Communication Expert
  • Financial Management Expert
  • Analytical Thinking Expert
  • Knowledge of Trade Life cycle of Derivatives Options, Futures, Forwards, CDS (Credit default swaps) Expert
  • Equity, Money Market, OTC Derivatives, FX Expert
  • Regulatory Compliance
  • Corporate Social Responsibility

Extracurricular Activities

01/01/19, 06/01/22, Technical Coordinator, Pune, As an active participant in cultural and social events, I played a pivotal role in organizing and executing a wide range of activities, including celebrations for festivals, team-building exercises, and charitable initiatives. These events not only provided opportunities for team members to come together and unwind but also promoted camaraderie and collaboration within the department. My dedication to fostering a positive workplace culture and promoting employee engagement reflects my commitment to building strong relationships and driving collective success within the organization.

Project : Macro implementation for failing trades

01/01/19, 06/01/22, Technical Coordinator, Northern Operating Services India Pvt Ltd Pune, The project aims to optimize settlement processes within financial operations, particularly focusing on reducing failing trades, improving trade matching, and ensuring compliance with regulatory requirements. By implementing strategic initiatives and leveraging technology, the project seeks to enhance efficiency, minimize risks, and streamline operations in settlement activities., As part of the project, a significant component involves the implementation of new macros to automate manual tasks and streamline processes. Played a pivotal role in this aspect, contributing expertise in process optimization and automation. Their involvement ensured the successful development and deployment of macros, resulting in enhanced efficiency and reduced turnaround time for key tasks., Reduce failing trades Volume within 2 months., Improve trade matching accuracy to achieve a matching rate., Ensure compliance with regulatory requirements, reducing segregation violations., Enhance team productivity by implementing efficient workflows and tools., Develop a robust reporting mechanism for monitoring settlement activities and identifying areas for improvement

Certification

  • Microsoft Excel certification

Accomplishments

  • Awarded as employee of the year in Deutsche bank.
  • Awarded as best performer in Northern Trust.

Timeline

Team Lead

Bank of America
06.2022 - 03.2024

Technical Coordinator

Northern Operating Services India Pvt Ltd Pune
01.2019 - 06.2022

Financial Analyst

Citicorp Services India Private Ltd Gurugram
11.2017 - 01.2019

Financial Analyst

Deutsche Bank Group Jaipur
06.2016 - 11.2017

Data Analytics for Business Decision Making -

Durham College (Ontario Tech University)

B.COM -

Biyani Group of College

Senior Secondary School -

Kendriya Vidyalaya
Preeti Sharma