Summary
Overview
Work History
Education
Skills
Websites
Certification
Timeline
Generic

Prabina Sharma

Kitchener,Canada

Summary

Detail-oriented AML/ATF Analyst with over 3 years of experience in financial services, quality assurance, and business analysis. Skilled in transaction monitoring, regulatory compliance, and data investigation. Adept at identifying suspicious activity, performing risk assessments, and collaborating with cross-functional teams to ensure anti-money laundering compliance. Possesses strong knowledge of SQL, reporting tools (Power BI, Tableau), AML regulations, and risk management frameworks. Passionate about contributing to a secure and compliant financial environment.

Overview

8
8
years of professional experience
1
1
Certification

Work History

Quality Analyst

MayaWorx Inc
06.2023 - 03.2024
  • Executed quality reviews and validated system transactions for compliance checks
  • Collaborated in daily Scrum to report defect trends relevant to compliance risk
  • Tested risk-related scenarios and ensured accuracy of flags in monitoring systems
  • Created reports and documented issue resolution pathways for audit review

Business Analyst – AML (Contract-Full time)

TD Bank
05.2022 - 11.2022
  • Liaised between compliance teams and technical staff on AML/ATF rule implementation
  • Conducted data analysis on suspicious transactions and created detailed audit trails
  • Documented business requirements, created use cases, and mapped regulatory gaps
  • Supported user acceptance testing (UAT) and validation of customer risk scoring models
  • Participated in AML training sessions and risk mitigation workshops
  • Assisted with enhanced due diligence documentation for high-risk clients

Business Analyst

ESS KAY & BROS
02.2016 - 04.2019
  • Partnered with Development team for requirement clarification and functional testing support
  • Maintained strong communication with customers, partners, stakeholders, and internal teams
  • Translated business requirements into technical solutions, identifying gaps proactively
  • Created test strategies using various methodologies to validate software design
  • Experienced in Agile processes, user stories, test planning, and execution
  • Proficient in SQL for data validation and analysis
  • Skilled in tools like Lucidchart, Visio, Google Workspace, and MS Office
  • Reviewed business documents to ensure compliance with regulatory standards

Education

Postgraduate Diploma - IT Business Analysis Program

George Brown College
Toronto, ON
01.2022

MBA - Finance

Himalayan University
Arunachal Pradesh, India
07.2015

Bachelor of Commerce - Accounting

North Bengal University
Siliguri, India
07.2013

Skills

  • AML/ATF Compliance & Monitoring
  • Regulatory Reporting & Documentation
  • Investigation & Case Management
  • Transaction & Customer Risk Assessment
  • Watchlist & PEP Screening (ATF/OFAC/Sanctions)
  • Agile (JIRA, Confluence, Scrum)
  • Strong Communication & Time Management
  • Data Analysis (SQL, Excel, Power BI, Tableau)
  • Tools: FCRM, PRM, FWR (Quick Learner)
  • Gap Analysis & Risk Mitigation

Certification

  • SQL Data Reporting and Analysis
  • SQL Programming
  • Business Analysis foundation
  • Agile foundation & Agile analysis
  • Power BI & Tableau
  • Scrum Certified
  • Requirements Elicitation and Analysis
  • Writing and mapping User stories

Timeline

Quality Analyst

MayaWorx Inc
06.2023 - 03.2024

Business Analyst – AML (Contract-Full time)

TD Bank
05.2022 - 11.2022

Business Analyst

ESS KAY & BROS
02.2016 - 04.2019

MBA - Finance

Himalayan University

Bachelor of Commerce - Accounting

North Bengal University

Postgraduate Diploma - IT Business Analysis Program

George Brown College

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Prabina Sharma