Talented Manager with expert team leadership, planning and organizational skills built during successful career. Smoothly equip employees to independently handle daily functions and meet customer needs. Diligent trainer and mentor with exceptional management abilities and results-driven approach.
Overview
8
8
years of professional experience
Work History
Manager - Risk and Compliance
Exponential Digital Solutions - Remote / Offshore
08.2019 - 12.2023
Project wise works with various clients in auditing including Big 4, banking and financial services sector in areas of quality, enterprise risk management and internal audits.
Remote work from India to support clients overseas including Canada and US with timely offshore visits and onsite projects.
Develop and update the clients independence policies, processes, and tools, to ensure compliance with global and local requirements.
Active participation in review of firm's personal independence compliance audit process and monitor compliance with firm and professional independence
Acted as primary point of contact for the clients personal independence pre-clearance process, and provided timely training to personnel during their tenure with the client.
Provide consultations to clients top management and teams across sub area on personal independence and firm policy.
Developed and implemented business strategies to achieve business goals and stay competitive.
Supervised a team of analysts to review respective process activities and provide timely feedback to clients.
Manager - Personal Independence
Deloitte LLP
10.2015 - 08.2016
Conducted periodic internal compliance audits, evaluated audit documentations, and performed follow up audits to monitor ongoing compliance to firms independence policies , which resulted in identifying inconsistencies and affirming measures to avoid them in future
Provided training to employees on internal regulatory standards which in turn helped in minimizing irregularities at the time of audits
Monitored the independence system in order to assess and advise on possible threats
Trained personnel in equipment management, independence policies and standards and enforced participation in exercises focused on developing key skills.
Education
Certified Internal Auditor - Internal Audit
Institute of Internal Auditors
03.2026
Certification On Internal Audit And Practices - Internal Audit
Michigan University
Michigan, USA
03.2018
MBA - Finance And Human Resources
Sikkim Manipal University
Gangtok, India
03.2010
Skills
Technical Proficiency
Team Leadership
Project Planning
Policy Implementation
Languages
English
Native or Bilingual
Timeline
Manager - Risk and Compliance
Exponential Digital Solutions - Remote / Offshore
08.2019 - 12.2023
Manager - Personal Independence
Deloitte LLP
10.2015 - 08.2016
Certified Internal Auditor - Internal Audit
Institute of Internal Auditors
Certification On Internal Audit And Practices - Internal Audit
Michigan University
MBA - Finance And Human Resources
Sikkim Manipal University
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