Summary
Overview
Work History
Education
Skills
Languages
Certification
Timeline
Generic

Pandora Pun

Vancouver,BC

Summary

Experienced Risk Management Analyst specializing in risk assessment, financial analysis, and regulatory compliance within the banking sector. Analyzes and mitigates enterprise risks, develops effective risk strategies, and delivers impactful reports to enhance executive decision-making. Streamlines regulatory processes and manages stakeholder communications to align with strategic objectives.

Overview

2024
2024
years of professional experience
9
9
Certifications

Work History

New Business Risk Analyst

Nomura International Hong Kong
Hong Kong, N/A
2019.04 - 2023.08
  • Managed risk assessment process for large-scale projects, identifying potential risks and formulating mitigation strategies that improved overall project outcomes.
  • Analyzed financial proposals and reports to uncover potential risks, supporting informed decision-making and enhancing risk management strategies.
  • žDeveloped high-quality risk reports for C-level executives and governance committees, accelerating the delivery of ad hoc reports to satisfy regulatory demands.

Non-exempt – Compliance Assistant

JPMorgan Chase Bank
Hong Kong, N/A
2014.12 - 2019.02
  • Prepared regulatory presentation materials, policy updates, and questionnaires while compiling comprehensive regulatory reports that adhered to the governance framework.
  • Consolidated outstanding items and documented monthly meeting proceedings for KYC remediation project.
  • žEnhanced the Compliance training program by monitoring participant progress, coordinating follow-up actions, and producing detailed attendance analytics, while managing training logistics.
  • žLed administrative operations and coordinated regulatory inspections, including those conducted by the OCC and FRB.

IBD assistant

Goldman Sachs Asia
2013.06 - 2014.06

· Created impactful research and marketing materials for client meetings and IPO presentations.

· Streamlined Coordination of client engagements, regional roadshows, conferences, and corporate events.

· Orchestrated seamless travel logistics, administrative support, ensuring meticulous expense reporting aligned with corporate policies.

Officer

Bank of America Merrill Lynch Asia Pacific Limited
2006.02 - 2012.03

· Led execution of global control policies, coordinating with APAC business lines to improve operational processes.

· Developed and delivered comprehensive management reports featuring regional metrics and contingency plans.

· Oversaw departmental operations and event logistics, ensuring professionalism during user acceptance testing (UAT) projects.

.

Early career

· Operation Administrator with Morgan Stanley Asia (September 2004) – Coordinated regional deployment of new procurement systems, ensuring seamless implementation and integration across teams.

· Customer Business Analyst with Intel Semiconductor Limited (March 2004) – Managed end-to-end supply chain processes, including product roadmap, demand planning, inventory management, and logistics resolution for MNCs, LOEMs, and distributors, enhancing customer engagement.

  • Executed daily operational tasks with precision and timeliness.
  • Collaborated with a diverse team of coworkers to achieve goals and resolve product and service issues.

Education

Master of Science - Risk Management

Glasgow Caledonia University
United Kingdom

Bachelor of Science - Marketing

City University of New York
New York

Skills

Risk management and assessment

Operational risk and internal control

Compliance and governance

Project and stakeholder management

Change management strategies

Data analysis and reporting

Business support initiatives

Languages

English
Professional
Chinese (Cantonese)
Professional
Chinese (Mandarin)
Professional

Certification

International Affiliate of Hong Kong Institution of Certified Public Accountants

Timeline

New Business Risk Analyst

Nomura International Hong Kong
2019.04 - 2023.08

Non-exempt – Compliance Assistant

JPMorgan Chase Bank
2014.12 - 2019.02

IBD assistant

Goldman Sachs Asia
2013.06 - 2014.06

Officer

Bank of America Merrill Lynch Asia Pacific Limited
2006.02 - 2012.03

.

Early career

Master of Science - Risk Management

Glasgow Caledonia University

Bachelor of Science - Marketing

City University of New York
Pandora Pun