Nina Roy
Mississauga,Canada
Summary
A cordial yet enthusiastic ACAMS professional with over 5 years of experience in the field of AML/CFT and risk compliance practices. Possesses a financial background with a Master's in Business Administration. Currently seeking a position to share my breadth of experience and abilities for mutual growth and success.
Overview
6
6
years of professional experience
1
1
Certification
Work History
Assistant Manager - Risk Management
KPMG
Kuwait, Kuwait
05.2022 - 09.2025
- Worked as an Assistant Manager within the Quality & Risk Management department of KPMG in Kuwait.
- Led a team of compliance officers in implementing AML regulatory compliance and quality risk procedures, enhancing departmental effectiveness.
- Closely worked with the Risk Management Partner to develop and standardize the risk practices of the firm.
- Monitored team productivity and performance as Performance Manager, ensuring alignment with compliance standards and goals.
- Performed various tasks including detailed analysis of client risk ratings, due diligence levels (CDD/EDD), PEP identification, profile screening (World-Check), sanctions screening, sanctions risk analysis along with assessing financial crimes and terrorist financing activities within client profiles.
- Supported client onboarding and continuous monitoring through KYC processes and evaluations.
- Acted as a subject-matter expert within the team by providing regular guidance and support.
- Performed various tasks including detailed analysis of client risk ratings, due diligence levels (CDD/EDD), PEP identification, profile screening (World-Check), sanctions screening, sanctions risk analysis along with assessing financial crimes and terrorist financing activities within client profiles.
- Firm knowledge in global AML regulations and compliance requirements, including U.S. Patriot Act, FATF, OFAC, BaFin AML policies and procedures, U.S. Sanctions and Embargoes policies.
AML/KYC Analyst
PricewaterhouseCoopers
Bangalore, India
04.2019 - 01.2022
- Worked as an AML/CFT/KYC Analyst within the Financial Crime Compliance - Risk Consulting team for PwC-US Acceleration Center, Bangalore, India.
- Executed AML compliance functions including periodic client remediation and onboarding processes, alongside comprehensive name list and sanctions screening (World-Check, Lexis Nexis, RDC) for clients across Americas, EMEA, APAC, and UAE regions.
- Managed long-term client projects for multinational banks and financial institutions, ensuring compliance with AML/CFT regulations.
- Performed transaction monitoring to identify suspicious transactions across client profiles within the bank.
- Prepared Suspicious Transaction Reports (STRs) to be filed to the FIU.
- Performed quality control checks by reviewing peer remediations to identify and address quality-related findings.
Education
Masters in Business Administration - Finance and Business with Europe
CHRIST University & Technische Hochschule WürzburgSchweinfurt
Bangalore, India03.2019
Bachelors in Commerce - Finance & Taxation
Mahatma Gandhi University
Kerala, India03.2017
Skills
- World Check
- Lexis Nexis
- Bridger
- RDC
- FircoSoft
- Orbis
- Bureau van Dijk
- Tableau
- Power BI
- Alteryx
- Oracle DBMS
- MS Office
Certification
• Certified Anti-Money Laundering Specialist (CAMS)
• Certification in Microsoft Excel
• Diploma in Foreign Accounting, Proficiency in Accounting software programs such as Tally, QuickBooks, SAP and other ERP systems.
• Certification in Microsoft Excel
• Diploma in Foreign Accounting, Proficiency in Accounting software programs such as Tally, QuickBooks, SAP and other ERP systems.
Accomplishments
- Played a key role in establishing a centralized approach to Client Evaluations across the firm that resulted in increasing the efficiency of the process by more than 90%.
- Involved in conducting UAT tests on various software implementations across the firm, which included an Oracle Integrated Systems Software and several Screening Tools.
- Involved in interviewing and training several new candidates to the function. Provided firm-wide training sessions to Engagement Partners/Leaders and other compliance team members.
- Handled the implementation phase of audit quality controls and acted as an operator for several checks to ensure 100% compliance to the policies and procedures.
Timeline
Assistant Manager - Risk Management
KPMG
05.2022 - 09.2025
AML/KYC Analyst
PricewaterhouseCoopers
04.2019 - 01.2022
Masters in Business Administration - Finance and Business with Europe
CHRIST University & Technische Hochschule WürzburgSchweinfurt
Bachelors in Commerce - Finance & Taxation
Mahatma Gandhi University