Nicole Soto
La Mirada
Summary
Accomplished Licensed Financial Consultant at Global Financial Impact, adept in portfolio management and investment strategies. Excelled in client relationship building and compliance adherence, enhancing client satisfaction by 30%. Proven ability to develop personalized financial plans and deliver exceptional customer service, leveraging strong analytical and communication skills to drive success.
Overview
22
22
years of professional experience
1
1
Certification
Work History
Licensed Financial Consultant
Global Financial Impact
03.2025 - Current
- Assisted clients in developing personalized financial plans tailored to individual goals.
- Conducted market research to identify investment opportunities and trends for client portfolios.
- Provided ongoing support in managing client accounts, ensuring compliance with regulatory standards.
- Educated clients on financial products, fostering informed decision-making regarding investments and savings strategies.
- Maintained accurate records of transactions and communications, enhancing data integrity within firm systems.
- Researched financial regulations to ensure adherence during client interactions and transactions.
- Participated in training sessions to enhance knowledge of financial tools and software used in consulting practices.
- Provided exceptional customer service, promptly addressing client inquiries and resolving issues as they arose.
Teacher High School Science/World History Teacher
Calvary La Habra
08.2016 - 06.2023
- Developed engaging lesson plans tailored to diverse learning styles and needs
- Implemented classroom management strategies to foster positive learning environment
- Assisted in assessing student progress and providing constructive feedback
- Collaborated with colleagues to enhance curriculum effectiveness and student engagement
- Utilized educational technology tools to support interactive learning experiences
- Maintained accurate records of student progress, attendance, and behavior to facilitate ongoing communication with parents about their child''s educational journey.
Financial Services Representative
First Bank
03.2004 - 02.2007
- Provided expert guidance on financial products, enhancing client understanding and satisfaction.
- Analyzed client financial needs, recommending tailored solutions to optimize portfolio performance.
- Facilitated account management processes, ensuring compliance with regulatory standards and internal policies.
- Led training sessions for new representatives, fostering a collaborative learning environment and knowledge sharing.
- Managed complex client inquiries, resolving issues efficiently to maintain strong relationships and trust.
- Provided excellent customer service, resolving issues quickly and maintaining long-term client relationships.
Education
High School Diploma -
La Serna High School
Whittier, CA06-1998
Skills
- Insurance planning
- Retirement planning
- Portfolio management
- Wealth management
- Budget development
- Investment strategies
Certification
- Licensed Life Insurance Agent - 1 Year
Timeline
Licensed Financial Consultant
Global Financial Impact
03.2025 - Current
Teacher High School Science/World History Teacher
Calvary La Habra
08.2016 - 06.2023
Financial Services Representative
First Bank
03.2004 - 02.2007
High School Diploma -
La Serna High School