Mike Beatty
Risk Management Leader
16 Griffen Place, Whitby,ON
Summary
Accomplished AML specialist with a proven track record at TD Bank Group. Adept in leveraging KYC/AML policies and project implementation to enhance business decision-making and compliance. Excelled in leading teams, providing data-driven insights, and fostering cross-functional collaboration. Demonstrated expertise in multi-tasking and meeting critical deadlines, significantly mitigating risks and driving strategic growth initiatives.
Overview
6
6
years of professional experience
Work History
Group Manager, High Risk Customer Investigations
TD Bank Group
08.2024 - Current
- Identified areas of improvement through regular performance reviews, providing constructive feedback and coaching for team members.
- Strong collaboration with various executive stakeholders to develop best practices for operational efficiency across departments.
- Contributed to reporting delivery on program health and error trends, visually representing data for executive, CAMLO and board level consumption.
- Drove organizational change initiatives that resulted in streamlined operations, improved employee morale, and increased efficiencies throughout the group.
- Ensured compliance with industry regulations and company policies, mitigating risks associated with non-compliance issues.
Manager, Business Intelligence
TD Bank Group
08.2023 - 08.2024
- Participated actively in stakeholder meetings, presenting data-driven insights and recommendations to support business growth initiatives.
- Supported strategic decision-making processes by delivering timely and accurate insights from complex datasets.
- Provided ad-hoc reports for executive leadership team to support informed decision-making during critical situations or periods of change management in order to support resource and capacity planning initiatives.
Group Manager, PEP Investigations
TD Bank Group
05.2021 - 08.2023
- Enhanced team productivity by implementing efficient workflow processes and prioritizing tasks.
- Strong attention to deadlines; oversaw on time completion of regulatory bound reviews on complex PEP relationships lead to 100% regulatory deadline fulfillment.
- Daily communication with GAML advisory partners and various stakeholders and executives to ensure swift and accurate resolution of PEP files resulting in an overall green program health status in 2023.
- Identified areas of improvement through regular performance reviews, providing constructive feedback and coaching for team members.
AML Analyst II, Special Investigations
TD Bank Group
05.2019 - 05.2021
- Conduct in depth reviews of complex priority investigations and executive referrals.
- Determine if Reasonable Grounds to Suspect (RGS) has been established and file Suspicious Transaction Reports (STR's) to FINTRAC regularly.
- Participate in meetings with executives and senior management to provide walk-through of complex investigations.
- TD Project Lead for Public Private Partnership (PPP) "Project Shadow" responsible for identifying trends, red flags and commonalities with regards to identifying and reporting on online child exploitation.
Education
Bachelor of Arts - English, Business
Toronto Metropolitan University
Toronto, Ontario, Canada 09.2005 - 2009.04
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CSI
11.2012 -
Skills
Risk identification and Mitigation
Stakeholder Engagement and Relationship Management
Manage Shifting Priorities
Change Leadership
Timeline
Group Manager, High Risk Customer Investigations
TD Bank Group
08.2024 - Current
Manager, Business Intelligence
TD Bank Group
08.2023 - 08.2024
Group Manager, PEP Investigations
TD Bank Group
05.2021 - 08.2023
AML Analyst II, Special Investigations
TD Bank Group
05.2019 - 05.2021
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CSI
11.2012 -
Bachelor of Arts - English, Business
Toronto Metropolitan University
09.2005 - 2009.04
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