Summary
Overview
Work History
Education
Skills
Certification
Accomplishments
Organizations Volunteering
Timeline
Generic

Lucy Filice

Toronto,Canada

Summary

Dynamic financial leader with extensive experience at Royal Bank of Canada, excelling in risk assessment and governance. Successfully streamlined internal controls, resulting in enhanced financial reporting accuracy. Proficient in data analytics and strategic leadership, with a focus on process automation initiatives that significantly improved operational efficiency. Career goals include leveraging financial expertise to drive further innovation and value in the banking sector.

Overview

1
1
Certification

Work History

Director, Financial Control & Governance

Royal Bank of Canada
Toronto, Canada
- Current
  • Company Overview: Risk Assessment & Management
  • Provide strategic leadership and oversight over the Enterprise Finance control function.
  • Provide accurate and timely performance of key controllership processes.
  • Manage SUM process for Enterprise Finance and partners including Accounting Policy Group.
  • Co-led Quarterly Controllers close meetings.
  • Manage Enterprise Finance Close process (monthly/quarterly).
  • Manage EUDA process for Enterprise Finance.
  • Risk Assessment & Management

Director, Financial Controls, Governance & Reporting, I&TS Finance

Royal Bank of Canada
Toronto, Canada
  • Streamline, simply and automate the design and execution of internal controls and processes to ensure accuracy and timelines of financial information (example PEGA data analytics over low-risk accounts).
  • Manage the Quarterly Assurance Report (QAR) process.
  • Provide practical financial advice spanning the accounting, controls and operational and key performance metrics on issues within I&TS finance partners.
  • Established the Financial Controls and Governance I&TS function.
  • Developed appropriate governance over management reporting processes to ensure accuracy and integrity of financial information for I&TS balance sheet and P&L.
  • Successfully implemented monthly eGL Attestation Reporting per Enterprise Attestation Policy & developing data analytics to monitor low risk accounts.
  • Established the I&ST Attestation Council and Mediator for the monthly meetings.
  • SME for PEGA IT enhancements and reporting for I&TS (committee member).

Director, Internal Audit

Royal Bank of Canada
Toronto, Canada
  • Provided independent, objective risk assessment and evaluation of the effectiveness of risk management practices, internal control, and corporate governance processes for all Canadian Banking (CB) Retail / Commercial Credit, Group Risk Management, Retail & Wholesale Parameters Estimation.
  • Provided advisory support to CB Retail / Commercial Credit business partners on risk & controls.
  • Led Advanced Internal Rating-Based (AIRB) Credit & Models Self-Assessment Process (SAP) audits.
  • Led Advanced Data Analytics, Robotic process automation (RPA) and Artificial Intelligence (AI) for audits and automation of audit processes.

Education

Bachelor of Commerce (Honors) - Finance

Laurentian university

Skills

  • Financial Analysis
  • Financial & Regulatory Reporting
  • Audit 1LOD & 2LOD (Personal Banking and GRM)
  • Operational Risk
  • Financial Controls
  • Risk assessment
  • Process automation
  • Strategic leadership
  • Internal controls
  • Data analytics
  • Audit processes
  • Regulatory compliance

Certification

Chartered Professional Accountant, Chartered Accountant

Accomplishments

CFO Group Quarterly Team Performance Award, RBC, 08/21

Organizations Volunteering

RBC Employee Giving Campaign, Champion

Timeline

Director, Financial Control & Governance

Royal Bank of Canada
- Current

Director, Financial Controls, Governance & Reporting, I&TS Finance

Royal Bank of Canada

Director, Internal Audit

Royal Bank of Canada

Bachelor of Commerce (Honors) - Finance

Laurentian university

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Lucy Filice