Summary
Overview
Work History
Education
Skills
Timeline
References
Professional Certification
References
Generic
Anisha Mary Alex

Anisha Mary Alex

Halifax,Canada

Summary

Focused Compliance Officer bringing many years of expertise in regulatory compliance, audit procedures, project oversight and risk management. Excellent history of delivering effective leadership and training to support staff development. Driven and strategic with an aptitude for program management. Advanced knowledge of audit methodologies, functions, and compliance teams.

Overview

9
9
years of professional experience

Work History

Resolution/ Compliance Officer- Quality Audits

Royal Bank of Canada
Bedford, NS
09.2022 - Current
  • Conduct pre- and post-audits of travel and expense reports submitted by employees across multiple regions, including the UK, Caribbean, and North America.
  • Ensure compliance with company policies, regulatory requirements, and industry standards during the auditing process.
  • Utilize investigative skills to detect discrepancies, errors, or potential policy violations within expense reports and travel claims.
  • Communicate audit findings and recommendations to relevant stakeholders, including management and employees, in a clear and concise manner.
  • Maintain accurate documentation of audit procedures, findings, and resolutions for internal record-keeping and reporting purposes.
  • Responsible for processing of Daily/ Weekly/ Monthly/ Quarterly Entry of Journals Via PeopleSoft and Excel, varying in complexity from basic to mid‑level.
  • Reviewed financial records and documents to ensure accuracy of information and compliance with established standards.

Booking and Registration Clerk

Nova Scotia Heath Authority
Halifax, NS
01.2021 - 05.2021
  • Performed data entry to maintain and organize records of member and program information
  • Reviewed daily reservations and confirmed bookings
  • Assisted other Registration Clerks with front desk duties, answering questions and accurately using reservation system
  • Operated standard office software applications to compile data and prepare information and correspondence.

Compliance Analyst

Christian Mission Hospital
Pathanamthitta, Kerala, India
05.2015 - 04.2019
  • Performed periodic reviews of existing processes and procedures to identify areas of improvement in terms of compliance standards.
  • Drafted reports outlining findings from investigations into non-compliance incidents.
  • Identified opportunities for process improvements that would increase efficiency while maintaining compliance standards.
  • Investigated any suspected violations of the organization's compliance policies.
  • Reviewed and updated company policies in response to regulatory changes.

Education

Post Baccalaureate Diploma - Business Management

Cape Breton University
05-2021

MBA - Hospital Management

KMCH
COIMBATORE
04.2015

Bachelor of Engineering - Biomedical Engineering

Dhanalakshmi Srinivasan Engineering College
04.2013

Skills

  • Regulatory compliance oversight
  • Process Improvement
  • Risk Management
  • Internal Controls
  • Audit management
  • Compliance Monitoring
  • Project Coordination
  • Quality controls
  • Risk Analysis

Timeline

Resolution/ Compliance Officer- Quality Audits

Royal Bank of Canada
09.2022 - Current

Booking and Registration Clerk

Nova Scotia Heath Authority
01.2021 - 05.2021

Compliance Analyst

Christian Mission Hospital
05.2015 - 04.2019

Post Baccalaureate Diploma - Business Management

Cape Breton University

MBA - Hospital Management

KMCH

Bachelor of Engineering - Biomedical Engineering

Dhanalakshmi Srinivasan Engineering College

References

1.Edward DeLeon

Outbound Manager - The Brick edeleon@thebrick.com

2. Nicholas Nannos

Team Leader - Concentrix nicholas.nannos@concentrix.com

Professional Certification

  • Studying towards ACAMS

References

Jen Kogon

Manager - Royal Bank of Canada, Bedford, NS

9028808630

jen.kogon@rbc.com

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Anisha Mary Alex