- Subject Matter Expert: continuously improved knowledge and expertise in branch operational risk and compliance; Responsible for oversight of operational risk and compliance at the branch level including Anti-Money Laundering, Know Your Customer and Know Your Business (AML, KYC, KYB)
- Monitored and supported ‘first time right' best practices by performing administrative and compliance activities for multiple retail branches - conducted weekly internal reviews, testing and risk assessments
- Reviewed all new personal, business, credit and investment accounts for compliance according to AML regulatory requirements and bank policies; escalated deficiencies as appropriate for resolution
- Used Microsoft Excel for daily reporting; responsible for timely communication of issues/deficiencies - tracked, escalated and assisted teams with resolutions
- Coached branch staff with regards to new processes and policies to ensure due diligence was applied; provided quarterly coaching – conducted huddles, developed and distributed communications to prepare teams for branch ROA/Audit
- Contributed to several ROA visits, Audit and AML/KYC reviews by supporting branches to achieve successful results and meet or exceed OpX goals
Front Row Centre Award Winner, 2014 (3rd Quarter), compliance and sales support activities for multiple branches