Laura Pascoe
Clayton
Summary
Registered Client Associate providing dedicated operational and sales assistance to support office initiatives. Offers 17 years of professional experience with demonstrated client service and technical skills. Well-versed in investment products, policies and procedures. Focused on building strong relationships with high-net-worth clients and supporting brokers and advisors for business growth. Attentive to detail and accuracy in funds transfers, trades and transactions. Navigates multiple demands to provide high level of service in fast-paced, deadline-oriented environment.
Overview
18
18
years of professional experience
1
1
Certification
Work History
Senior Registered Client Associate
Wells Fargo Advisors
04.2009 - Current
- Developed personal rapport with each client to maintain customer loyalty and establish long-term accounts.
- Facilitated new client onboarding process and investment account setup.
- Assisted brokers and advisors with servicing clients by preparing financial plans and paperwork and completing trades and transactions.
- Processed and verified all new account applications and documents.
- Prepared forms for various transactions, including ACAT's, IRA distributions and contributions, and other money movement requests
- Input all data collected from clients into the Contact Management system
Client Associate
Washington Mutual
09.2005 - 04.2009
- Facilitated client onboarding process and investment account setup.
- Assisted brokers and advisors with servicing clients managing all paperwork and money movement transactions
- Opened new account and prepared documents for clients
- Input data into system and processed requests through the financial system
- Answered phones and filtered client requests to help maximize efficiency in the office
Education
Bachelor of Arts - Business Economics
University of California, Santa Barbara
Santa Barbara, CABachelor of Arts - Sociology
University of California, Santa Barbara
Santa Barbara, CASkills
- Retirement Needs
- Mutual Funds
- Attention to Detail
- Time Management
- Account Maintenance
- Customer Service
- Financial Transactions
- Order Execution
Certification
- Series 7
- Series 66
- Life and Health
Timeline
Senior Registered Client Associate
Wells Fargo Advisors
04.2009 - Current
Client Associate
Washington Mutual
09.2005 - 04.2009
Bachelor of Arts - Business Economics
University of California, Santa Barbara
Bachelor of Arts - Sociology
University of California, Santa Barbara
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