A goal-driven, seasoned customer Due Diligence and experienced AML professional with over 7 years of AML analysis and Know Your Customer KYC, transaction alerts clearing, narratives writing, and Suspicious Activity Report filing. Proficient in the analytical aptitude of Customer Due Diligence and Enhanced Due Diligence process, blockchain analysis and Regulatory Reporting and methodology to identify patterns and trends to communicate risks to management. Successfully managing multiple competing priorities and deadlines.
Projects
Projects: ALERT TRIAGE-Coinbase
Project Scope: Clearing of Backlogged Compliance requirement for leading cryptocurrency exchange using Transaction Monitoring System (TMS)
Programming stack: Hummingbird, Coinbase analytics, and other customized tools.
Methods: Transaction Analysis of source and end of crypto transactions over blockchain to carry out Risk Mitigation, Disposition, and Recommendation.
Techniques: Investigation based on Transaction pattern and Personal Identifiable Information.
Project: Enhanced Due Diligence (EDD) analysis and reports - NDAX.IO
Project Scope: Reviewing, triaging and assessing high risk client alerts
Programming stack: Salesforce, CLEARD4,Refinitiv,Google Suite(Google search), world check, ETC.
Methods: Categorization, Prioritization, Document confirmation and customer outreach
Techniques: Used: Risk rating formula to determine eligibility for streamlining or escalation.
Project: Execution of Compliance and Regulatory risk assessment - TCU Financial Group
Project Scope: Triage and review on Financial group compliance policies and procedures.
Programming stack: OnesumX, Datacorp,World check and World base
Methods: Synergy of traditional methods with financial technology models.
Techniques: Used: PII verification, using flow process to execute risk profiling and mitigation.
Project: ONBOARDING OF NATURAL PERSON
Project Scope: Onboarding new clients
Programming stack: Automation A1 and Machine learning tools.
Methods: Risk assessment and Due diligence
Techniques Used: Customer & Document Identification, screening and verification