John Abel Briggs
Snr Analyst
Winnipeg,MB
Summary
To seek and maintain full-time position that offers professional challenges utilizing interpersonal skills, excellent time management and problem-solving skills.
Overview
23
23
years of professional experience
Work History
• Team Lead Investment Funds Supervision
Securities and Exchange Commission, Nigeria
01.2019 - 01.2022
- Reviewed the analysis of over 100 quarterly returns, half-yearly and annual accounts of all registered Mutual Funds to ensure compliance with regulations
- Contributed to SEC Corporate strategic plan related to registered mutual funds and privately managed portfolios and ensured compliance.
- Actively carried out Risk-based Supervision of over 100 mutual funds and their managers to ensure compliance with regulations.
- Developed and implemented performance improvement strategies and plans to promote continuous improvement
Team Leader Zonal Office Coordinating
Securities and Exchange Commission, Nigeria
01.2018 - 01.2019
- Interacted with three heads of zonal offices and ensured zonal office employees were in compliance with Commission’s policies and procedures.
- Carried out periodic performance evaluations of three zonal offices.
- Reviewed and advised three zonal offices on budget management and key performance indicators.
Team Leader Nigerian Capital Market Institute
Securities and Exchange Commission, Nigeria
01.2017 - 01.2018
- Ensure prompt budget preparation and monitoring of 3 departments to ensure Institutes' finances and records are maintained accurately and up to date.
- Maintained and request replenishment of finance and accounts department imprest from time to time as it falls due.
- Identified issues arising from budget implementation, analyzed the information, and provided solutions to problems.
Manager Collective Investment Schemes Department
Securities and Exchange Commission, Nigeria
01.2009 - 01.2017
- Reviewed over thirty monthly and quarterly reports and documents filed by mutual funds to ensure compliance with regulations and the fund's trust deed.
- Reviews twenty-five mutual fund applications for registration as public funds to ensure compliance with registration requirements.
- Carried out offsite and onsite inspections of over thirty mutual funds and reviewed annual audited accounts of registered mutual funds to ensure compliance with Regulations and Fund Trust Deed
Manager Port Harcourt Zonal Office
Securities and Exchange Commission, Nigeria
01.2002 - 01.2009
- Carry out over thirteen market development/enlightenment activities via workshops, seminars, road shows, trade fairs, etc.
- Carried out quarterly Inspect of four stock Exchanges trading floors within the south-south zone to monitor trading.
- Performed preliminary review of fifty applications for registration as Capital Market Operator.
- Performed pre-registration inspections of over fifty Capital Market Operators to determine inadequate staffing and equipment.
Senior Supervisor Mergers and Acquisition Departme
Securities and Exchange Commission, Nigeria
05.2001 - 01.2002
- · Reviewed application for over seven mergers, acquisitions, takeovers, management buy – Outs and all other forms of business combinations to ensure compliance with regulations made thereof
- · Monitored and reviewed records of Shareholders with 5% and above inequity in public companies.
- · Conducted inquiry on acquisitions of one public company to ensure compliance with terms of approval and the provisions of Scheme Document and Information Memorandum
Intern National Youth Service
Securities & Exchange Commission
01.1999 - 12.2000
- Performed analysis of financial statements for public companies as directed
Education
MBA - Business Administration
2015
Bachelor of Science - Banking And Finance
1997
Skills
- Mutual Fund Supervision
- Team Leader /Coordinating Projects
- Communication
- Anti-Money Laundering Ability
- Auditing ability
- Research Ability
- Critical Analytical Ability
- Teamwork & Collaboration
- Capacity for Innovation
- Interpersonal Skills
- Creative/Problem Solving
- Knowledge of Microsoft excel, Microsoft work and powerpoint
Professional Certification
Chartered Institute of Stockbrokers of Nigeria, Associate Investment Dealer - 2021
Chartered Institute of Bankers of Nigeria, Associate Professional Banker - 2019
COMMUNITY VOLUNTARY ACTIVITIES
Special Road Marshal - Road Traffic Control
Hobbies
Reading Soccer
REFERENCE
Upon Request
Timeline
• Team Lead Investment Funds Supervision - Securities and Exchange Commission, Nigeria
01.2019 - 01.2022
Team Leader Zonal Office Coordinating - Securities and Exchange Commission, Nigeria
01.2018 - 01.2019
Team Leader Nigerian Capital Market Institute - Securities and Exchange Commission, Nigeria
01.2017 - 01.2018
Manager Collective Investment Schemes Department - Securities and Exchange Commission, Nigeria
01.2009 - 01.2017
Manager Port Harcourt Zonal Office - Securities and Exchange Commission, Nigeria
01.2002 - 01.2009
Senior Supervisor Mergers and Acquisition Departme - Securities and Exchange Commission, Nigeria
05.2001 - 01.2002
Intern National Youth Service - Securities & Exchange Commission
01.1999 - 12.2000
Ambrose Alli University – Edo State - MBA, Business Administration
Rivers State Polytechnic – Rivers State - Bachelor of Science, Banking And Finance
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