JIYA ANTONY
Toronto,ON
Summary
Highly skilled and detail-oriented professional with 3.6 years of experience in a strong background in internal audit, financial advisory, and KYC/AML compliance. Known for delivering precise results and maintaining strict compliance, I excel in performing due diligence and identifying risks for global clients. Proficient in using industry tools like Fircosoft, World Check, and Lexis Nexis, I consistently meet deadlines and enhance productivity. Eager to contribute my expertise and proactive approach to a dynamic team.
Overview
4
4
years of professional experience
1
1
Certification
Work History
Analyst in Internal Audit & Financial Advisory
PROTIVITI INDIA MEMBER PRIVATE LIMITED
Bangalore, India
09.2022 - 03.2023
- Perform CDD, and EDD Review for EMEA, AMER and APAC region institutional customer (FIC department)
- Analyze and escalate ADV news, PEP and sanctions-related relationships with supporting documentation to AFC and AML officer
- Calculate productivity and publish productivity and attendance report to stakeholder
- Raise tickets/issues from customer initiation, tracking and monitoring to closure
- Take constructive feedback with the Team Lead and focus on learning and improving data accuracy
- Timely execution of request within the agreed SLA with 100% Accuracy
- Perform screening on Fircosoft, World check, RDC and Lexis Nexis screening platforms to identify politically exposed persons, sanctioned, Adverse Information on individuals and entities and mitigate risks associated with financial crimes
- In-depth knowledge of Canada's Anti-Money Laundering and Anti-Terrorist Financing regulations, including FINTRAC, OSFI, and the PCMLTFA.
- Experience with KYC file remediation (in particular, EDD on high-risk clients), and conducting large network-based investigations
SENIOR KYC ANALYST
PWC(PricewaterhouseCoopers)
Bangalore, India
04.2022 - 08.2022
- Worked as a senior KYC analyst at PWC under the third party payroll of RCSL(RIDHI CORPORATE SERVICE LIMITED)
- Responsible for obtaining client documentation in line with compliance and procedures
- Identify risk factors and escalate to the Risk Management group where necessary
- Updating accompanying databases to reflect completion of review and additional counter party details
- Researching and validating client identification and data via internal and external sources
- Performing full KYC/AML reviews on customer base
- Knowledge of FINTRAC guidelines, PCMLTFA/R, and FATF recommendations
- Submitting STRs in every month end
- Strong verbal and written communication skills, including drafting reports, policies and procedures.
KYC ANALYST
TATA CONSULTANCY SERVICES LIMITED
Bangalore, India
05.2019 - 12.2021
- Perform Due Diligence for new Onboarding and existing clients of Deutsche Bank
- Review of client includes CIP, Client Profile, Ownership, Source of Wealth, Source of fund Related parties, AML hits, Expected Nature and Product of business Templates (ENPR), through Screening and Transaction Review
- Determining policy requirements for local countries (like ACO, sponsor, approver details, AOA and MOA, authorized signatory details, Signet, etc.)
- Client Reference Data and system provide services to the bank and help the bank in capturing all the required Information for regulatory requirements
- Maintenance of Static Data (such as Legal Name, Address, Group Structure and Industry Classification) and then reconcile it with reference to client's on-boarding System, trading downstream and merging the synchronizing data into the new Golden source
- Reviewed customer financial data to ascertain the level of risk involved in extending credit
- Ensure to achieve the defined SLA's and timelines defined
- Requested financial documents from customers
- Monitored and maintained compliance with internal controls and government regulations
- Worked on applications like CTI(MD3 Tool), IPS, and various on-boarding applications for withholding Client's amount
- Account Opening (AO) and Account Maintenance (AM) for the latest version of updated Tax form.
Education
Master of Business Administration (MBA) -
University Canada West
06.2024
Bachelor of Commerce -
BHARATA MATA COLLEGE
03.2019
Skills
- Computer proficiency
- Problem solving skills
- Deadline and detail oriented
- Team Player
- Excellent Verbal and written Communication Skills
- Analytical skills
- RDC
- Microsoft Excel
- Lexis Nexis
- World Check
- Fircosoft
Certification
- CAMS(Pursuing)
- Certification in Financial Accounting
- Certification in SAP FICO
- Data analytics virtual internship-KPMG
- 100 Hours Training in English Communication and Basic Corporate Etiquette under Affirmative Action by TCS-BPS
- Soft Skills and Life skills from Mahindra Pride Classroom
Accomplishments
- 4 times nominated and awarded as the Star Performer of the month
- Participated and Co-ordinated in various activities conducted as part of CSR from TCS.
- Have recognized for coordinating various events boosting team morale.
- Got promoted as Quality checker and team allocator in a short span of time in Deutsche Bank
Timeline
Analyst in Internal Audit & Financial Advisory
PROTIVITI INDIA MEMBER PRIVATE LIMITED
09.2022 - 03.2023
SENIOR KYC ANALYST
PWC(PricewaterhouseCoopers)
04.2022 - 08.2022
KYC ANALYST
TATA CONSULTANCY SERVICES LIMITED
05.2019 - 12.2021
Master of Business Administration (MBA) -
University Canada West
Bachelor of Commerce -
BHARATA MATA COLLEGE
Similar Profiles
Shradha TiwariShradha Tiwari
Deputy Manager at Protiviti India Member Private LimitedDeputy Manager at Protiviti India Member Private Limited
Shradha TiwariShradha Tiwari
Deputy Manager at Protiviti India Member Private LimitedDeputy Manager at Protiviti India Member Private Limited
Nawal ChadhaNawal Chadha
Associate Director at Protiviti India Member Private LimitedAssociate Director at Protiviti India Member Private Limited
AKHIL VELIATHAKHIL VELIATH
Consultant Internal Audit and Financial Advisory at Protiviti India Member Private LimitedConsultant Internal Audit and Financial Advisory at Protiviti India Member Private Limited
Agnes LubegaAgnes Lubega
Registered Nurse – Trauma Unit at Sunnybrook Health Sciences CentreRegistered Nurse – Trauma Unit at Sunnybrook Health Sciences Centre