Jaspreet Pandher
London,Canada
Summary
Professional relationship management expert with strong emphasis on team collaboration and delivering results. Experienced Senior Financial Advisor with a strong background in investment strategies, financial planning, and compliance, dedicated to helping clients achieve their financial goals. Skilled in portfolio management, real estate secured lending, and market analysis, with certifications including CSC, CPH, and BCO.
Overview
7
7
years of professional experience
1
1
Certification
Work History
Relationship Manager
Libro Credit Union
London, ON
01.2026 - Current
- Cultivated strong client relationships through regular communication and personalized financial solutions.
- Led team initiatives to improve service delivery processes, resulting in streamlined operations and increased efficiency.
- Managed conflict resolution strategies, successfully addressing member concerns while maintaining positive relationships.
- Built and maintained relationships with new and existing clients while providing high level of expertise.
Senior Financial Advisor/Branch Compliance Officer
TD Bank
London, ON
10.2022 - 01.2025
- Provide comprehensive portfolio reviews, assist with retirement planning and advise clients on financial decisions while helping them achieve their financial goals.
- Educated clients about the importance of diversification when investing across multiple asset classes.
- Analyzed economic trends and market conditions to identify potential opportunities for investments.
- Helping clients with Real estate secured lending like Refinances, Pre approvals, Mortgages and Home Equity Line of Credits.
Financial Advisor
Scotiabank
Woodstock, ON
04.2022 - 10.2022
- Identified financial needs of customers through effective questioning and listening techniques.
- Provided guidance regarding cash flow management techniques tailored towards individual requirements.
- Generated customized portfolio reviews for each client according to their specific objectives.
- Advised clients on investment strategies that best suited their individual needs and goals.
Investment Service Representative
RBC Direct Investing
Mississauga, ON
06.2020 - 04.2022
- IIROC Licensed Trader.
- Accurately execute client instructions within defined authorities and ensure clients have the means to meet trade settlement obligations and always uphold a professional image of RBC and RBC Direct Investing Inc.
- Actively promote the capability and functionality of the RBC Direct Investing website and mobile capabilities, proactively identifying self-service opportunities for clients.
Banking Advisor
Royal Bank of Canada
Mississauga, ON
06.2019 - 06.2020
- Provided exceptional customer service to banking clients, demonstrating strong interpersonal and communication skills.
- Maintained up-to-date knowledge of changing regulations in the banking industry.
- Developed a thorough understanding of banking products and services, including mortgages, investments and insurance.
- Resolved customer inquiries promptly and professionally, ensuring complete satisfaction with the resolution process.
Education
Post-Graduate Certificate - Financial Planning
Centennial College
Toronto12-2018
Master of Business Administration - Finance
Panjab Technical University
04-2017
Master's - public administration
Panjab University
04-2015
Bachelor of Arts - undefined
Panjab University
04-2013
Skills
- Experience as a Branch Compliance Officer, Investment Consultant, Financial Advisor, Banking Advisor and Investment Representative with different financial institutions
- Canadian Securities Course (CSC) Completed
- Conduct and Practices Handbook Course (CPH) Completed
- Certificate in Financial Services Advice Completed (CFSA)
- Certificate in Branch Compliance Office (BCO) Completed
- MFDA Licensed and Previously Licensed with IIROC
- Fluent in: English, Hindi and Punjabi
AWARDS
Quarterly Nominee Awardee
Certification
- CSC
- CPH
- CFSA
- FP1
- BCO
Timeline
Relationship Manager
Libro Credit Union
01.2026 - Current
Senior Financial Advisor/Branch Compliance Officer
TD Bank
10.2022 - 01.2025
Financial Advisor
Scotiabank
04.2022 - 10.2022
Investment Service Representative
RBC Direct Investing
06.2020 - 04.2022
Banking Advisor
Royal Bank of Canada
06.2019 - 06.2020
Post-Graduate Certificate - Financial Planning
Centennial College
Master of Business Administration - Finance
Panjab Technical University
Master's - public administration
Panjab University
Bachelor of Arts - undefined
Panjab University