Summary
Overview
Work History
Education
Skills
Certification
References
Timeline
Generic

Jamie Bartell

San Rafael

Summary

A Supervisory Analyst with 25 years of experience, I currently work on a global team reviewing research across all asset classes and geographies. My extensive experience allows me to mitigate franchise risk and efficiently publish high-quality research.

Overview

27
27
years of professional experience
1
1
Certification

Work History

Supervisory Analyst

Citigroup
California Telecommuter
09.2022 - Current
  • Review global research across asset classes and geographies, including equity, economics, FX, rates, options, futures, and commodities.
  • Collaborate with research analysts worldwide to produce high-quality publications.
  • Coordinate with Research Clearance and Compliance to mitigate risk and manage conflicts.
  • Identify policy gaps and recommend effective solutions.
  • Assess franchise risk and revise research content in collaboration with management.

Supervisory Analyst

Wells Fargo Securities, LLC
Baltimore
05.2005 - 08.2022
  • Edited and SA reviewed equity research in collaboration with Control and Compliance groups and Management.
  • Managed SA team, overseeing daily schedules and approving time off requests.
  • Conducted compliance reviews of emails sent from the research department to identify potential policy breaches.
  • Approved personal trades for research analysts, consistent with department policies.
  • Wrote procedures for the publications department policy manual.
  • Trained and mentored newly hired SA team members.

Senior Editor

Wachovia Securities, Inc.
Baltimore
07.2000 - 05.2005
  • Edited equity research reports for consistency, style, and grammar.
  • Conducted quality control reviews of reports prior to publication.
  • Reviewed financial models to verify alignment with report data.

Sales Associate

DB Alex. Brown
Towson
10.1999 - 07.2000
  • Managed more than 200 private client brokerage accounts, executing trades and advising on portfolios.
  • Provided comprehensive administrative support for accounts, including cost basis and net worth calculations, IRA distributions, daily P&L computations.
  • Supported 2 investment representatives, opening new accounts and interacting with clients.
  • Researched potential investments and determined suitability for clients.

Editor and Compliance

Deutsche Banc Alex. Brown
Baltimore
06.1998 - 10.1999
  • Edited equity research reports for style, grammar, and consistency.
  • Collaborated with Supervisory Analysts and Legal to review reports for compliance with control lists and quiet periods.
  • Approved personal trading activity in equity research department to ensure policy adherence.

Education

Bachelor of Science - Finance

University of Maryland, College Park
College Park, MD
05-1998

Skills

  • Series 7 and 16 licensed
  • Attention to detail
  • Work efficiently and autonomously
  • Communicate effectively and clearly
  • Dependability

Certification

  • Series 7 & 16 licensed

References

References available upon request.

Timeline

Supervisory Analyst

Citigroup
09.2022 - Current

Supervisory Analyst

Wells Fargo Securities, LLC
05.2005 - 08.2022

Senior Editor

Wachovia Securities, Inc.
07.2000 - 05.2005

Sales Associate

DB Alex. Brown
10.1999 - 07.2000

Editor and Compliance

Deutsche Banc Alex. Brown
06.1998 - 10.1999

Bachelor of Science - Finance

University of Maryland, College Park

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