IKECHUKWU ENUOSA
Toronto,Ontario
Summary
Governance, Risk & Compliance professional with 2+ years of experience in Financial Crimes Risk Management (FCRM), AML/CFT compliance, and control testing within financial services. Proven track record executing AML and ABAC risk assessments, conducting enhanced due diligence, and implementing enterprise policies. Strong analytical skills with experience in control testing, remediation planning, and stakeholder engagement. CompTIA Security+ and AWS Cloud Practitioner certified, with CISA in progress.
Overview
4
4
years of professional experience
2
2
Certification
Work History
Contingent HR Contact Center Representative
TD Bank Group
Toronto, Ontario
02.2025 - Current
- Provide support for HR technology systems, maintaining adherence to compliance standards and internal policies.
- Collaborate with internal teams to resolve access-related incidents within established SLAs.
- Maintain detailed documentation and knowledge base for system troubleshooting procedures.
Information Security Analyst (Governance & Compliance)
Jomacs IT Inc.
Calgary, Alberta
08.2024 - 02.2025
- Executed control testing and quality assurance reviews, applying established testing methodologies to validate control effectiveness across business operations.
- Conducted risk assessments and control design evaluations for business applications, identifying compliance gaps and developing remediation strategies.
- Analyzed control exceptions and testing results, producing comprehensive reports and tracking issues to resolution while collaborating with teams on action plans.
- Supported ServiceNow ticketing system administration and change management processes.
- Built relationships with risk partners and stakeholders to ensure regulatory requirements and internal standards were understood and implemented.
- Contributed to security management frameworks and technology risk reporting for executive leadership.
- (Remote)
Governance, Risk & Compliance Analyst
First Bank Limited
Lagos
08.2021 - 08.2023
- Executed AML and Anti-Bribery and Corruption (ABAC) risk assessments, providing inherent risk documentation, control documentation, and data inputs to support enterprise risk frameworks.
- Conducted comprehensive KYC/KYB verification and enhanced due diligence for new and existing clients, utilizing investigative databases, performing risk assessments, and recommending discontinuation of high-risk relationships.
- Performed end-to-end AML/CFT compliance monitoring using the FCCM platform to review and provide timely recommendations on suspicious transactions related to money laundering and terrorist financing.
- Executed control testing of key FCRM and fraud controls within established deadlines, ensuring exceptions were analyzed, documented, and escalated while tracking remediation plans to resolution.
- Analyzed transaction patterns to identify financial crime risks, ensuring timely reporting to regulatory authorities (NFIU/CBN) in compliance with regulatory requirements.
- Led compliance risk management initiatives, identifying regulatory gaps and developing action plans to address control deficiencies and root cause themes.
- Collaborated with business units, risk partners, and compliance teams to implement enterprise policies, frameworks, and standards, ensuring adherence to internal and regulatory requirements.
- Supported customer onboarding processes and conducted assessments to ensure clients met documentary and regulatory policies.
- Delivered compliance training initiatives to staff, ensuring adherence to AML/CFT regulations and ABAC requirements.
- Lagos, Nigeria
Education
Postgraduate Certificate - Cybersecurity
York University
01.2024
Diploma - Computer Science
Imo State Polytechnic
01.2012
Skills
- AML/CFT Compliance
- Financial Crimes Risk Management (FCRM)
- Anti-Bribery & Corruption (ABAC)
- Control Testing & Quality Assurance
- Enhanced Due Diligence (EDD)
- KYC/KYB Customer Onboarding
- Risk Assessment & Remediation
- Fraud Detection & Prevention
- Regulatory Compliance & Reporting
- Stakeholder Relationship Management
- FCCM
- AML Review Platforms
- ServiceNow
- Risk Assessment Frameworks
- Control Testing Methodologies
- Investigative Databases
- MS Office Suite (Advanced Excel)
- Data Analysis
- Active Directory
Certification
CompTIA Security+ (SYO-701), AWS Cloud Practitioner, CISA (In Progress), (ISC)², ISACA, Cloud Security Alliance
Timeline
Contingent HR Contact Center Representative
TD Bank Group
02.2025 - Current
Information Security Analyst (Governance & Compliance)
Jomacs IT Inc.
08.2024 - 02.2025
Governance, Risk & Compliance Analyst
First Bank Limited
08.2021 - 08.2023
Postgraduate Certificate - Cybersecurity
York University
Diploma - Computer Science
Imo State Polytechnic