Giovanni Ametoglo
Toronto,Canada
Summary
Dedicated and detail-oriented professional with a background in regulatory compliance and experience in supervising and mentoring staff to effectively oversee and maintain compliance programs and initiatives.
Overview
6
6
years of professional experience
Work History
Senior Compliance Officer
TD Bank
08.2022 - Current
- Assisted in compliance training and education initiatives for employees, including maintaining accurate records of training completion.
- Conducted compliance-related research and analysis to ensure adherence to regulatory requirements.
- Assisted in the development and implementation of compliance programs and initiatives.
- Collaborated with cross-functional teams to address compliance issues and concerns.
- Drafted compliance-related policies, procedures, standards, and methodologies to ensure effective regulatory compliance and enterprise risk management.
- Managed workflow and processes related to firm policy compliance, including outside employment and business activities.
Subsidiary Governance Office-LAW Group
RBC
11.2021 - 06.2022
- Review, draft legal documents, conduct corporate searches and prepare presentation, briefing notes, and any other required documentation to effectively report on the status or regulatory changes
- Conducted initial analysis and
- Oversaw corporate filings and maitained regulatory filings up to date.
- Supported the maintenance of Anti-Bribery Anti-Corruption Program monitoring and oversight activities.
- Monitored the sanctioned entity screening program, investigated and recorded any "false positive" hits, and escalated complicated results to the Governance & Regulatory Risk Director as necessary
- Actively managed relationships with internal and external business partners/stakeholders, corporate to develop productive working relationships and alignment with enterprise and regulatory requirements.
- Communicated regulatory changes and and implemented policies, guidelines or procedures to meet regulatory obligations.
- Responsible for managing records and data integrity of all information pertaining to designated subsidiaries, including data input into RBC's legal entity database (currently GEMS).
Bilingual Senior Manager - Compliance
Effort Comfort
Montreal, Quebec
05.2018 - 05.2022
- Collaborated with various departments to ensure consistent compliance with firm policies and regulatory requirements.
- Provided support for third-party due diligence screening administration and oversight.
- Provided managerial oversight to a team of compliance professionals, offering career guidance and support.
Bilingual Complaint Specialist
Questrade
02.2021 - 11.2021
- Supported transformation and change processes within the compliance and reporting function.
- Identified and managed risks, and escalated non-standard, high risk activities as applicable
Compliance Officer
Casino Lac-Leamy
Gatineau, Quebec
09.2018 - 07.2020
- Identified, analyzed and implemented courses of action to ensure all regulatory requirements and timelines are met.
- Oversaw the management of supplier activities to ensure compliance with internal policies and procedures
Paralegal Intern
CazaSaikaley LLP
Ottawa, Ontario
04.2018 - 04.2018
- Managed complex complaints, including the identification and analysis of legal issues; due diligence and developed negotiation strategies, contract drafting and execution of assigned contracts.
Education
Graduate Certificate - Immigration and Citizenship Law
University of Montreal
Montreal 12-2024
Bachelor of Arts - Conflicts studies
University of Ottawa
06.2020
Paralegal Diploma -
La Cité College
04.2018
Skills
- Strong understanding of regulatory compliance standards and procedures
- Excellent leadership and managerial skills and influencing skills
- Exceptional communication and interpersonal skills
- Solid research and analytical abilities
- Attention to detail and ability to prioritize tasks effectively
- Strong analytical, strong computer skills; and problem-solving capabilities in complex environments
- Excellent written and oral communication abilities in French and English
Interests
Advocacy for Diversity & Inclusion, Beach Volleyball.
Languages
English
Native/ Bilingual
French
Native/ Bilingual
Accomplishments
STUDENT UNION PRESIDENT:
- Developed policies and procedures, managing staff, and overseeing budgets.
- Negotiated with the University Board of directors in order to create an emergency funds to help students in needs during COVID19 pandemic in 2020.
- Negotiated with Ontario's Minister of Advanced Education and Training over OSAP' issues in 2017.
- Meeting with Member of Parliament for Ottawa Vanier to express Students' concern about teachers' strike in 2018.
Timeline
Senior Compliance Officer
TD Bank
08.2022 - Current
Subsidiary Governance Office-LAW Group
RBC
11.2021 - 06.2022
Bilingual Complaint Specialist
Questrade
02.2021 - 11.2021
Compliance Officer
Casino Lac-Leamy
09.2018 - 07.2020
Bilingual Senior Manager - Compliance
Effort Comfort
05.2018 - 05.2022
Paralegal Intern
CazaSaikaley LLP
04.2018 - 04.2018
Graduate Certificate - Immigration and Citizenship Law
University of Montreal
Bachelor of Arts - Conflicts studies
University of Ottawa
Paralegal Diploma -
La Cité College
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