Summary
Overview
Work History
Education
Skills
Languages
Timeline
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Pallavi Chugh

Ottawa,ON

Summary

Dynamic and results-oriented Senior Technology Risk Consultant with over 5 years of experience in leading and executing comprehensive risk management initiatives within technology-driven environments. Adept at identifying, assessing, and mitigating a wide range of technology-related risks to safeguard organizational assets, ensure regulatory compliance, and optimize operational resilience.

Overview

7
7
years of professional experience

Work History

Senior Technology Risk Consultant

KPMG LLP
09.2023 - Current
  • Led a team of 4 technology risk analysts in conducting comprehensive risk assessments for clients in various industries (IT internal and external audit, third party assessments such SOC 1, SOC 2 and SOC 3).
  • Developed and implemented risk management frameworks tailored to each client’s unique technology environment, resulting in improved risk identification and mitigation.
  • Develop risk-based audit plans, including scoping, resource allocation, and timelines, to address key business risks and objectives.
  • Conduct interviews, review documentation, and analyze processes and controls to identify deficiencies and areas for improvement.
  • Perform IT testing over IT General Controls across different platforms (Applications, Databases, and Operating System) in domains such as access to programs and data, change management, data back up and recovery, incident management and program changes.
  • Prepare comprehensive audit reports outlining findings, recommendations, and action plans for management review and corrective action.
  • Collaborate with stakeholders across departments to communicate audit results, provide guidance on best practices, and facilitate the implementation of audit recommendations.
  • Provided training and mentorship to junior team and members to enhance their skills in technology risk consulting.

Technology Risk Consultant

KPMG LLP
01.2022 - 08.2023
  • Conducted in-depth risk assessments of technology infrastructure, systems, and processes to identify vulnerabilities and weaknesses.
  • Analyzed and interpreted complex data to assess the potential impact of technology-related risks on business operations.
  • Developed risk mitigation strategies and recommended controls to minimize exposure to cybersecurity threats, data breaches, and other technology risks.
  • Conducted interviews with key personnel and performed detailed testing of transactions, balances, and processes to identify control weaknesses and instances of non-compliance.
  • Prepared audit workpapers, documented findings, and drafted audit reports with clear and concise recommendations for management action.
  • Assisted in the development and implementation of audit methodologies, tools, and templates to enhance audit efficiency and effectiveness
  • Stayed updated on the latest industry trends and regulatory developments to ensure compliance with relevant standards and requirements.

Assistant Teacher

Concordia University
08.2021 - 12.2021
  • Assisted IT instructors in preparing instructional materials, lesson plans, and assignments for technology-related courses.
  • Provided one-on-one and group assistance to students in understanding technical concepts and completing assignments for over 144 students.
  • Assisted in grading assignments, quizzes, and exams, providing feedback to students and assisting in tracking their progress.
  • Conducted research on emerging technologies and educational trends to support curriculum development and instructional improvement.
  • Participated in faculty meetings, workshops, and training sessions to enhance teaching skills and stay updated on best practices in IT education.

Audit Associate

KPMG Global Services
11.2016 - 11.2018
  • Conducted risk-based audit procedures in accordance with audit standards and regulations to assess the effectiveness of internal controls and compliance with policies and procedures.
  • Performed substantive testing of financial transactions, account balances, and operational processes to identify errors, irregularities, and instances of non-compliance.
  • Documented audit workpapers, findings, and conclusions in accordance with firm policies and professional standards, ensuring accuracy, completeness, and clarity of documentation.
  • Assisted in the development of audit programs, testing methodologies, and workpaper templates to improve audit efficiency and effectiveness.
  • Communicated audit findings and recommendations to engagement teams and management through written reports, presentations, and discussions.
  • Collaborated with audit team members to plan audit engagements, allocate resources, and meet project timelines and objectives.
  • Maintained professional relationships with clients, responding to inquiries, addressing concerns, and providing guidance on audit processes and requirements.

Education

Bachelors of Information Technology Management - Business Information Technology Management

Concordia University
Montreal, QC
12.2021

Masters of Commerce -

Indira Gandhi National Open University
Delhi, India
07.2019

Bachelors of Commerce -

University of Delhi
Delhi, India
07.2016

Skills

  • IT Risk Assessment
  • Information Security Policies
  • Analytical Problem Solving
  • Project Management

Languages

English
Native or Bilingual

Timeline

Senior Technology Risk Consultant

KPMG LLP
09.2023 - Current

Technology Risk Consultant

KPMG LLP
01.2022 - 08.2023

Assistant Teacher

Concordia University
08.2021 - 12.2021

Audit Associate

KPMG Global Services
11.2016 - 11.2018

Bachelors of Information Technology Management - Business Information Technology Management

Concordia University

Masters of Commerce -

Indira Gandhi National Open University

Bachelors of Commerce -

University of Delhi

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Pallavi Chugh