Ethan Roberts
Hermosa Beach
Summary
Dynamic financial professional, equipped with strong background in financial analysis and strategic planning. Proven track record in developing personalized financial plans and enhancing client relationships. Known for fostering team collaboration and driving results, while adapting to dynamic business needs.
Overview
5
5
years of professional experience
1
1
Certification
Work History
Financial Professional
LA Pension Planners
01.2024 - Current
- Developed personalized retirement plans based on client needs and risk tolerance.
- Assisted in preparing detailed reports on fund performance for client reviews.
- Monitored regulatory changes to ensure compliance within financial practices.
- Initiated conversations with clients to uncover financial needs, cross-sell products and services and make referrals to business partners to meet sales goals.
Financial Advising Licensing
FINRA / CA DOI
10.2022 - 12.2023
- Completed targeted coursework for financial licensing exams, enhancing professional qualifications.
- Prepared for various licensing assessments through FINRA and California Department of Insurance.
- Acquired knowledge of regulatory requirements and ethical practices in financial advising.
Manager - Inventory & Warehouse
SNAG Inc.
09.2021 - 06.2022
- Managed purchase orders & inventory for retail location of grocery/snack delivery start-up.
- Enhanced inventory control through use of Shopify & Shipway software.
- Supervised, dispatched, and organized delivery routes for multiple drivers.
Coordinator of Strategic Partnerships & Sales
Talent Resources - Internship
01.2021 - 06.2021
- Led a group of interns in developing prospective marketing campaigns for corporate clients.
- Created a presentation giving background of potential clients suitable for our goals and vision.
- Performed market analysis in sports/influencer industry using social media analysis software.
Education
Bachelor of Science - Economics
University of California, Santa Barbara
Santa Barbara, CA07-2022
Skills
- Product sales
- Strategic financial planning
- Portfolio management
- Prospecting
Certification
- Securities Industry Essentials (SIE)
- Series 7
- Series 66
- Life Insurance
- Variable Life & Variable Annuity
- Accident & Health or Sickness
Timeline
Financial Professional
LA Pension Planners
01.2024 - Current
Financial Advising Licensing
FINRA / CA DOI
10.2022 - 12.2023
Manager - Inventory & Warehouse
SNAG Inc.
09.2021 - 06.2022
Coordinator of Strategic Partnerships & Sales
Talent Resources - Internship
01.2021 - 06.2021
Bachelor of Science - Economics
University of California, Santa Barbara