DIANA ALEJANDRA REYES SERRANO
Brampton,Canada
Summary
Compliance and Risk Management Specialist with over 10 years of experience leading the implementation of Anti-Money Laundering (AML) and Counter-Terrorism Financing (CTF) systems. Skilled in designing key performance indicators (KPIs), risk analysis, and customer segmentation. Extensive experience with data analysis tools such as Excel, Power BI, and Tableau, alongside practical knowledge of Python programming and database management (SQL, MySQL, MongoDB). Recognized for precision, leadership in compliance projects, and effective communication skills to train multidisciplinary teams. Completed a Graduate Certificate in Big Data Analytics, enhancing expertise in business intelligence and advanced data analysis.
Overview
12
12
years of professional experience
1
1
Certification
Work History
Compliance Professional Specialist
Nueva EPS
07.2019 - 11.2022
- Consolidate information from departments responsible for client and counterparty onboarding, verifying that Know Your Customer (KYC) forms are on file and up to date
- Generate monthly key performance indicators (KPIs) to support compliance with KYC requirements
- Partnered improvement plans for indicators below 60% within the Money Laundering and Terrorism Financing Risk Management System
- Recognized for initiative and leadership in implementation of 100% of the Anti-Money Laundering and Counter-Terrorism Financing Risk Management System
- Designed, implemented, and analyzed an average of 50 monthly red flags to prevent money laundering and terrorism financing, considering customer risk segmentation
- Prepared and submitted 100% of suspicious activity reports to the relevant authorities for all transactions identified as suspicious
- Designed and conducted training programs for employees and stakeholders on Anti-Money Laundering (AML) and Counter-Terrorism Financing (CTF) prevention and generate monthly key performance indicators (KPIs) to support compliance with training requirements
- Designed and implemented a BI tool for the analysis of the alert signals generated, improving timeliness and accuracy in the analysis and allowing a comprehensive analysis of the client
- Designed and implemented an Access tool that allowed the consolidation of the financial transactions of each of the stakeholder’s segments
- Identification, risk rating, extended due diligence of Politically Exposed Persons
- Ensuring full knowledge of and compliance with policies for this type of segment
Compliance Professional Specialist
Banco Davivienda S.A
05.2011 - 07.2019
- Completed due diligence on the bank's clients, identifying transactional red flags, and normalizing or reporting suspicious transactions
- On average, 20 clients were analyzed daily
- Led implementation of 100% of the Asset Anti-Money Laundering and Counter-Terrorism Financing Risk Management System for Digital wallet service
- Documented 100% procedures of the Asset Anti-Money Laundering and Counter-Terrorism Financing Risk Management System under responsibility
- Recognized for initiative and leadership in implementation of 100% of the Anti-Money Laundering and Counter-Terrorism Financing Risk Management System
- Designed, implemented, and analyzed alert signals to prevent money laundering and terrorism financing, considering customer risk segmentation
- Prepared and submitted 100% of suspicious activity reports to the relevant authorities for all transactions identified as suspicious
- Designed and conducted training programs for employees and stakeholders on Anti-Money Laundering (AML) and Counter-Terrorism Financing (CTF) prevention
- Participation in meetings with multidisciplinary teams to identify risks related to AML, CFT and Sanctions policies for new products or services
Education
Ontario Graduate Certificate - Big Data Analytics
Lambton College
Mississauga, Ontario08.2024
Specialization in Finances - Financial Specialist
Universidad Externado de Colombia
05.2015
Bachelor of Finance Engineering - Financial Engineer
Universidad Piloto de Colombia
02.2009
Skills
- Attention to Detail
- Critical Thinking
- Time Management
- Effective Communication
- Problem-Solving
- Teamwork
- Documentation management
Languages
Spanish
Native or Bilingual
English
Professional Working
Certification
- Tableau - Educación y Tecnologías de Información S.A -2022 September
- Programming skills training program - Universidad de Antioquia -2021 October
- General Module and Corruption and Money Laundering Risk Module - UIAF - 2019 June
- Financial Management - Universidad Externado de Colombia - 2012 October
- Advanced Excel - Universidad de la Salle - 2011 November
Timeline
Compliance Professional Specialist
Nueva EPS
07.2019 - 11.2022
Compliance Professional Specialist
Banco Davivienda S.A
05.2011 - 07.2019
Specialization in Finances - Financial Specialist
Universidad Externado de Colombia
Bachelor of Finance Engineering - Financial Engineer
Universidad Piloto de Colombia
Ontario Graduate Certificate - Big Data Analytics
Lambton College
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