Summary
Overview
Work History
Education
Skills
Websites
Languages
Interests
Timeline
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DELPHINE DICKA KALLA

Toronto,Ontario

Summary

Detail-driven and bilingual Compliance Officer dedicated to ensuring maximum company compliance with all applicable laws and standards. Possessing a strong understanding of internal controls, process evaluations, and procedural reviews. Committed to implementing effective strategies that mitigate risk and promote a culture of compliance within the organization. Proven track record of successfully navigating complex regulatory environments. Adept at identifying potential compliance gaps and implementing proactive measures to address them. Meticulous attention to detail and ability to communicate effectively across diverse teams enable driving compliance initiatives that align with the company's goals and values.

Overview

11
11
years of professional experience

Work History

Sales Communication Administrator

IA Financial Group
02.2022 - Current
  • Handled sensitive information discreetly, maintaining strict confidentiality at all times as required by company policy or legal regulations.
  • Organized workflow and delegated tasks effectively to ensure timely project completion without compromising quality.
  • Directed creation of promotional materials, supporting sales team goals.
  • Engaged in professional networking to maintain strong relationships with communications and media professionals to drive partnerships and effective dissemination of mass communications.

Compliance Officer

Laurentian Bank Financial Group
04.2019 - 02.2021

Duties included:

  • Analyze legality and validity of requests from federal and provincial entities
  • Established internal company policies and see that are respected
  • Constantly report to management concerning organization€™s compliance with laws and regulations
  • Take action in dealing with noncompliance situations, increasing realistic plans to overcome them
  • Communicate with employees and make sure everyone is aware of what need to do to comply with internal and external laws and regulations
  • Work in conjunction with fraud department
  • Evaluate and upgrade knowledge through regular mini-tests on important areas of banking

Salesperson

Mango Sainte Catherine at Bordeaux/Haussmann
09.2016 - 02.2019

Duties included:

  • Daily selections Item to align with customer needs and demands
  • Meeting or exceeding sales goals
  • Coordinating sales efforts with marketing programs
  • Understanding and promoting company programs.
  • Sales on commission
  • Customer advisor in charge of coaching team

After Sales Service Advisor

Darty-Fnac Bordeaux
12.2017 - 02.2018

Duties included:

  • Coordination of appointment schedule between customers and litigation department
  • Management of customer returns
  • Ensures that company's charter is respected for customer
  • Process refunds of customers, cancellations orders
  • Identify customer complaints and direct customers to appropriate department

Asset Manager

Teleperformance Bordeaux, Dicka
09.2017 - 12.2017

Duties included:

  • Manages client assets according to investment preferences and goals.
  • Managed over 50 customer calls per day.
  • Increased sales by 10%
  • Meets with clients to assess asset status, needs, risks, goals and progress.
  • Prepares financial statements, business activity reports and forecasts.
  • Develops, organizes and maintains client portfolios.
  • Studies market trends to maximize profits and identify investment opportunities

Recreation Center Facilitator

City Halls of Paris and Saint Denis
01.2014 - 08.2015

Duties included:

  • Serve as mediator for child
  • Being coach and mentor to child.
  • Set up educational projects
  • Setting up educational projects
  • Budget management

Hostess

Dicka Kalla Delphine
12.2013 - 07.2014

Duties included:

  • Welcome guests to venue
  • Escort customers to assigned dining or bar areas
  • Greet customers upon their departure
  • Assist wait staff as needed

Education

Master - Law And Justice Studies

University Montaigne Montesquieu-Bordeaux-

No Degree - Administration Studies

Sciences Politiques-CPAG-Bordeaux

Bachelor - Law And Justice Studies

University Rene Descartes, Paris 5

Certificate - Recreation Leaders

UFCV-Aquitaine

Criminal Sciences - Criminal And Social Justice

University Montaigne Montesquieu-Bordeaux-

Certificate - Digital Marketing

Google Certification

Certificate - Intellectual Property Rights

INPI School-School At Home-

Certificate - Branch Manager

IFSE
Mississauga, ON
05-2024

Certificate - Financial Services

IFSE
Mississauga, ON
02-2024

Skills

    Federal and state regulations

    Excel

    MacOS

    Words

    Outlook

    Fraud investigation

    Policy analysis

Languages

French
Native or Bilingual
English
Professional Working

Interests

  • I participate in a variety of outdoor recreational activities
  • Reading
  • Writting

Timeline

Sales Communication Administrator

IA Financial Group
02.2022 - Current

Compliance Officer

Laurentian Bank Financial Group
04.2019 - 02.2021

After Sales Service Advisor

Darty-Fnac Bordeaux
12.2017 - 02.2018

Asset Manager

Teleperformance Bordeaux, Dicka
09.2017 - 12.2017

Salesperson

Mango Sainte Catherine at Bordeaux/Haussmann
09.2016 - 02.2019

Recreation Center Facilitator

City Halls of Paris and Saint Denis
01.2014 - 08.2015

Hostess

Dicka Kalla Delphine
12.2013 - 07.2014

No Degree - Administration Studies

Sciences Politiques-CPAG-Bordeaux

Bachelor - Law And Justice Studies

University Rene Descartes, Paris 5

Certificate - Recreation Leaders

UFCV-Aquitaine

Criminal Sciences - Criminal And Social Justice

University Montaigne Montesquieu-Bordeaux-

Certificate - Digital Marketing

Google Certification

Certificate - Intellectual Property Rights

INPI School-School At Home-

Master - Law And Justice Studies

University Montaigne Montesquieu-Bordeaux-

Certificate - Branch Manager

IFSE

Certificate - Financial Services

IFSE
DELPHINE DICKA KALLA