BROCK GAULTON
Kingston,ON
Summary
Adaptable professional looking to expand career into financial sector with education and experience in finance, wealth management, and administration. Seeking to maintain full-time position that offers professional challenges utilizing interpersonal skills and career progression opportunity.
Overview
7
7
years of professional experience
Work History
Manufacturing Production Technician
Procter And Gamble Inc.
09.2023 - Current
- Preform troubleshooting and diagnosis on malfunctioning equipment.
- Organize work to meet demanding production goal. Schedule maintenance and repair tasks in alignment with production deadlines to reduce downtime.
- Inspect equipment to identify areas of wear or causes of malfunctions.
- Implement and maintain quality control systems to ensure product compliance.
- Loading and preparing raw materials for use in manufacturing lines.
Licensed Branch Associate
IA Private Wealth
10.2022 - 09.2023
- Worked under a Senior Investment Advisor / CFA to learn and assist in managing day to day operations of IIROC firm.
- Completed monetary transfers & movements across accounts under instruction from the Senior Advisor.
- Built complex data projects in aim of simplifying client process, investment decisions, & wealth management practices.
- Performed general administrative duties including answering client inquiries, scheduling meetings, filing trade documents, following up with money movements, & monitoring account activity.
- Learned about all aspects of the business operations and performed KYC and KYP processes.
- Progressed ability in pursuing prospects and securing clients to build revenue.
- Learned about real time investment decision making, asset allocation practices, tax management, financial planning practices, & estate processes.
- Completed the CSC, CPH IATP, and AIS courses through the Canadian Securities Institute during full time employment.
Claims Analyst
Epiq Global
05.2022 - 10.2022
- Processed claims management and analysis of Securities Claim settlements.
- Performed in depth financial analysis of each claim from claimants across the globe.
- Worked with team to aid each other is solving unusual and complex claims from different countries.
- Contacted claimants to erect deficiencies and inform on process status.
- Adjusted claims to correct data based of claimant financial statements.
- Followed all company procedures to keep data confidential and gathered proper documentation and data to prepare claims for submission.
Infantryman
Canadian Armed Forces
09.2016 - 09.2017
- Performed duties required of infantry soldier and met required physical standards.
- Completed training in drill, weapons handling, shooting, combat, medical, communications, and team support.
- Completed training in various locations including PWOR regiment, CFB Kingston, & Sudbury CAF reserve regiment.
- Participated in training operations at CFB Kingston / weekend field exercises.
Education
Chartered Investment Manager Designation - Wealth Management, Investment Management
Canadian Securities Insititue
Remote 12.2023
Bachelor of Commerce (Honours) - Economics
Ryerson University
Toronto, ON04.2022
Skills
- Financial Analysis
- Financial Planning
- Investment Management
- Office Administration
- General Accounting
- Statistical Analysis
- Advanced Economics
- Data Processing
- Auto Mechanics
- Time Management
- Leadership
- Team Building
Timeline
Manufacturing Production Technician
Procter And Gamble Inc.
09.2023 - Current
Licensed Branch Associate
IA Private Wealth
10.2022 - 09.2023
Claims Analyst
Epiq Global
05.2022 - 10.2022
Infantryman
Canadian Armed Forces
09.2016 - 09.2017
Chartered Investment Manager Designation - Wealth Management, Investment Management
Canadian Securities Insititue
Bachelor of Commerce (Honours) - Economics
Ryerson University
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