Baye Babou
Summary
Dedicated financial professional with a proven track record in auditing, accounting, and regulatory compliance within the banking and insurance sector. I possess extensive experience in both external and internal audit function.
Overview
16
16
years of professional experience
Work History
Manager II Wealth Management and Insurance Audit
TD Bank Group
09.2018 - Current
- Assist Senior Managers as part of the Audit planning process including RAP updates, audit plans, resource requirements and budgets.
- Conduct Audits from end to end with limited supervision including planing, leading audits, overseeing staff and communicating scope/findings/audit report to business line.
- Perform testing of critical areas of audit when required.
- Conduct review of audit documentation and challenge findings assessment.
- Conduct audits in accordance with GAM within prescribed time, budget and scope parameters to ensure deadlines are met.
Manager I Wealth Management and Insurance Audit
TD Bank Group
03.2014 - 08.2018
- Build and maintain a strong relationship with the various Business Units.
- Conduct detailed walkthrough and testing of key financial controls and conclude on their design and operating effectiveness.
- Identify findings and assist Business Unit Management in the development and timely implementation of remediation plans.
- Prepare the final SOX/Operational Audit reports for the various Business Units.
- Coordinate the Annual certification process.
- Act as Sox Champion, representing the Insurance group to various stakeholder meeting.
- Write and present Audit reports.
- Negotiate finding rating with clients.
Senior Financial Auditor
Deloitte
08.2011 - 01.2014
- Audit of insurance companies.
- Audit of internal control processes and related procedures.
- Audit of Bonds, stock, segregated Funds and Derivatives.
- Audit of Consolidation process.
- Audit of various Not Profit Organizations.
Senior Financial Auditor
Deloitte
09.2008 - 06.2011
- Audit of investment funds in various structures: intra pooling, extra pooling, classic fund, funds of funds etc.
- Audit of hedging derivatives: cross currency swap, interest rate swaps, credit default swap, forward exchange contract etc.
- Audit of banking industry in different fields including Risk management and Back office.
Accounting Assistant
Deloitte And Touche / Inextenso Paris – Internatio
01.2008 - 04.2008
- Establishment of VAT returns for international companies.
- Accounting booking, review of accounting figures and establishment of financial statements.
- Participation to contractual audits.
Education
Master's degree in Control and Accounting - Accounting And Control
Institut Supérieur De L'Entreprise Et Du Management, I.S.E.M.
Montpellier, France12.2008
Bachelor's Degree - Finance
Institut Supérieur De Montpellier
Montpellier, France12.2007
Skills
- Extensive Internal Audit knowledge and skills in operational, financial, and regulatory compliance Audit
- Extensive knowledge of the Investment fund, Private Banking, P&C Insurance industry and associated risks
- Detail oriented with the capacity to view and approach process from a broader perspective
- Excel at interacting with individuals at all levels of the organization and with external stakeholders
- Ability to logically research and resolve issues and problems, track and manage schedules and special projects, and meet deadlines
- Effective in supervising, coaching and motivating individuals
Languages
ENGLISH
Full Professional
FRENCH
Native or Bilingual
Wolof (Sénégal)
Native or Bilingual
Hobbies and Interests
Soccer, Music, Travelling and exploring international cultures, Geopolitics, Politics, Documentary etc.
Timeline
Manager II Wealth Management and Insurance Audit
TD Bank Group
09.2018 - Current
Manager I Wealth Management and Insurance Audit
TD Bank Group
03.2014 - 08.2018
Senior Financial Auditor
Deloitte
08.2011 - 01.2014
Senior Financial Auditor
Deloitte
09.2008 - 06.2011
Accounting Assistant
Deloitte And Touche / Inextenso Paris – Internatio
01.2008 - 04.2008
Master's degree in Control and Accounting - Accounting And Control
Institut Supérieur De L'Entreprise Et Du Management, I.S.E.M.
Bachelor's Degree - Finance
Institut Supérieur De Montpellier
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