Pursuing - Anti Money Laundering Specialist (ACAMS)
Aswathy Sathyanarayanan
Analyst
MILTON,Ontario
Summary
Organized and dependable candidate successful at managing multiple priorities with a positive attitude. Willingness to take on added responsibilities to meet team goals.
Overview
1
1
4
4
Years of CRM, KYC and AML Experience
2
2
Post Graduation
5
5
years of professional experience
Skills
- Power BI
- Service Now Experience
- MS Office
- Problem-Solving
- Self-Motivated
- Planning and Coordination
- MS Office
- Multitasking Abilities
- Dependable and Responsible
- Organization and Time Management
- Flexible and Adaptable
- Financial Crimes Investigations
- Anti Money Laundering (AML)
Work History
Business Analyst
Ernst & Young Global Shared Service
09.2020 - 05.2023
- RMS,CRM and Firstline Support (Including Quality check and reports)-Primary Support: WEM region
(Netherlands and Belgium), Secondary: US BRS and APAC Region). - Performed system analysis, documentation, testing, implementation, and user support for platform transitions.
- I worked closely with the Finance Business Advisor Team for engagement (all service lines Assurance, TAX, SaT, Consulting) support and maintenance for different service lines.
- Gathered, organized and input information into digital database.
- Optimized customer experience by delivering superior services and effectively troubleshooting issues.
- Conducted regular reviews of operations and identified areas for improvement.
- Educated staff on organizational mission and goals to help employees achieve success.
- Experience with Time & Expense submitting database.
- Engagement letter preparation for TAX Service line.
- Client data creation and Maintenance.
- Prebilling from client acceptance to AML and related activities.
- Experience in working with Executive directors, and partners during first line support for prebilling process.
- Used with Service now, D&B etc.
- Pre-Billing, and Invoicing
- Creating client record and initiating engagement prebilling activities from Client Acceptance to process to finale billing code for the engagement.
- Invoice approving – Check IBAN, Bank Details and VAT including HVG Clients.
- AML and KYC Support
- Reviewing and analyzing documents according to KYC policy and AML requirements in Netherlands.
- Investigating adverse media checks, sanctions, and PEPs on clients, ultimate parent, directors, etc.
- Analyzing and categorizing clients according to industries, country of operations, and risks.
- Providing training to new joiners concerning process for both BE and Netherlands.
- Assisting AML Legal Team in Netherlands with pilot run of newly implemented AML Workflow Tool.
- Implementing collection strategies and analyzing AML folders to identify risk factors.
- Having knowledge of Enhanced Client Due Diligence.
- Completing bulk ECDD folder transfer to new AML Workflow Tool.
- Being trained in France and Belgium Client Due Diligence.
- Analyze customer profiles and backgrounds to help identify potential risks.
- Review customer documentation to ensure accuracy and compliance.
- Identify and investigate suspicious activities and report any findings to the relevant authorities.
- Develop and maintain effective policies and procedures related to KYC.
- Develop and maintain customer due diligence procedures and policies.
- Conduct reviews of customers’ financial activities and assess their risk level.
- Make recommendations to management on process improvements and risk mitigation strategies.
- Coordinate with internal and external stakeholders to ensure compliance with applicable laws and regulations.
- Ensure customer data is updated and accurate in all systems.
- Collaborate with internal and external stakeholders to ensure compliance with all laws and regulations.
- Stay up to date with all relevant regulations and guidelines.
- Prepare reports and analytics on customer due diligence activities.
- Keep up to date with new financial crime compliance regulations.
Associate Analyst
Ernst & Young Global Shared Service
10.2018 - 09.2020
- Handled complaints, provided appropriate solutions and alternatives within appropriate time frames, and followed up to achieve resolution.
- Built client relationships by responding to inquiries, identifying, and assessing clients' needs, resolving problems, and following up with potential and existing clients.
- Answered customer telephone calls promptly to avoid on-hold wait times.
- Maintained customer satisfaction with forward-thinking strategies focused on addressing customer needs and resolving concerns.
- Identified and resolved problems through root cause analysis and research.
- Queried databases for information needed for report processing.
Education
MBA - Operations
Cochin University of Science And Technology
06.2016 - 06.2018
M. Com (International Business) -
Indira Gandhi National Open University
08.2017 - 02.2019
Certification
- Canadian Securities Course (CSC®) (Pursuing)
- Certified Risk and Compliance Management Professional (CRCMP)
- EY- Certification for Data Visualization – Power BI (Basic)
- Lean Six Sigma White &Yellow Belt Certification (Advanced Innovation Group Pro Excellence (AIGPE™)
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