Andrew Duarte
Norwalk
Summary
Accuracy-driven Compliance Officer focused on evaluating and optimizing company policies and procedures across board. Disciplined and forward-thinking with results-oriented approach. Offering many years of industry experience.
Overview
10
10
years of professional experience
1
1
Certification
Work History
Surveillance & Compliance Officer Environmental Healthy & Safety
UniUni Logistics
Brea
01.2025 - Current
- Money Laundering & Terrorism Financing Compliance Laws
- Regulatory Compliance – Ensure adherence to customs, import/export, transportation, and environmental Laws/regulations.
- Policies & Procedures – Develop and updates internal logistics and trade- compliance policies
- Collaborated with cross-functional teams to streamline compliance reporting processes, improving accuracy and efficiency in regulatory documentation.
- Planned and executed compliance audits to check company policies, procedures and controls.
- Monitored environmental compliance metrics to ensure alignment with industry standards, supporting the organization's commitment to sustainability.
- Analyzed incident reports and safety data to identify trends and recommend improvements, fostering a safer work environment for all employees.
- Incident Handling – Investigate compliance breaches and reports issues to management or authorities when required.
- Developed and implemented comprehensive compliance audits to ensure adherence to environmental health and safety regulations, significantly reducing risk exposure.
- Led training sessions on surveillance protocols and safety practices, enhancing staff knowledge and improving workplace safety standards.
Loss Prevention Officer
Costco
Fountain Valley
01.2025 - 10.2025
- Monitored surveillance systems to identify potential theft, resulting in improved loss prevention strategies and enhanced store security.
- Conducted thorough investigations of suspected theft incidents, leading to timely resolutions and reduced inventory loss.
- Collaborated with management to implement safety protocols, enhancing compliance with industry regulations and improving employee safety awareness.
- Implemented inventory management strategies that improved stock accuracy, contributing to a reduction in product loss and enhanced operational efficiency.
- Analyzed video surveillance footage to identify potential criminal activity.
- Responded to alarms, emergency situations, and safety concerns in a timely manner.
- Prepared security reports to document and log theft, accidents and safety violations.
- Apprehended and detained shoplifters according to legal and company policies.
- Reviewed and analyzed loss prevention data to identify trends and areas of improvement.
Asset Protection Investigator
Saks Fifth Avenue Stores
Costa Mesa
10.2020 - 01.2025
- Monitored surveillance cameras and conducted regular patrols to detect and prevent theft, vandalism, and other security breaches.
- Collaborated with management to develop and implement effective security policies, procedures, and training programs for staff members.
- Responded promptly to incidents of theft or suspicious activity, ensuring the safety of customers, employees, and company assets.
- Conducted thorough investigations into reported incidents of theft or fraud, gathering evidence and preparing detailed incident reports.
- Worked closely with law enforcement agencies to provide necessary information for criminal investigations
- Utilized advanced surveillance technology systems to monitor high-risk areas within the store premises.
- Performed routine inspections of access points such as doors, windows, alarms systems, ensuring they were functioning properly at all times.
- Assisted in the development and implementation of emergency response plans for various scenarios such as fire outbreaks or medical.
- Identified patterns or trends in theft incidents through data analysis using tools like POS system reports or CCTV footage.
- Conducted internal audits on cash handling procedures to ensure compliance with company policies.
- Implemented physical security measures such as locks, alarms systems etc. based on risk assessments conducted regularly.
- Maintained a high level of confidentiality and integrity when handling sensitive information related to security matters.
- Collaborated with store management to identify areas for improvement in security protocols and implement necessary changes.
- Conducted regular inspections of merchandise displays to ensure proper tagging and protection against theft.
- Implemented crowd control measures during peak shopping seasons or special events to maintain order and prevent incidents.
- Utilized knowledge of local laws and regulations pertaining to asset protection to ensure compliance at all times
Asset Protection Detective
Macy’s
Montebello
11.2019 - 09.2021
- Collaborated with law enforcement agencies to investigate incidents of theft or fraud, providing detailed reports and evidence as needed.
- Conducted thorough investigations into suspected internal theft or policy violations, gathering evidence through interviews, surveillance footage review, and inventory audits.
- Maintained accurate records of all security-related incidents, documenting details such as date, time, location, individuals involved, actions taken, and outcomes.
- Performed regular inspections of physical security systems (alarms, access control systems) to ensure proper functioning.
- Assisted in the development of emergency evacuation plans/procedures during crisis situations
- Served as a liaison between store management and external investigators/law enforcement agencies during ongoing investigations.
- Reduction Analysis in shrinkage/losses through implementation of enhanced security measures (e.g., EAS tags, lockable display cases).
- Leveraged advanced surveillance techniques (facial recognition software) to identify known shoplifters/criminals entering the premises.
- Collaborated with store layout/design teams to optimize visibility and minimize blind spots within the facility.
- Provided testimony as an expert witness during legal proceedings related to theft/fraud cases
- Identified vulnerabilities in existing security measures and recommended improvements to management for implementation.
- Responded promptly to alarms or calls for assistance from employees or customers regarding safety concerns or suspicious activities.
Target Security Specialist
Target
Norwalk
10.2015 - 11.2019
- Conducted thorough investigations into suspected thefts, analyzing surveillance footage and interviewing witnesses to gather evidence.
- Implemented proactive measures to prevent loss and minimize shrinkage, including regular store audits and inventory checks.
- Collaborated with law enforcement agencies to apprehend and prosecute individuals involved in theft or fraud
- Maintained accurate records of all incidents, documenting details such as time, date, location, description of events, and actions taken.
- Performed routine inspections of security systems (CCTV cameras, alarms) to ensure proper functioning and identify any vulnerabilities.
- Collaborated with cross-functional teams (store management, HR) to develop comprehensive safety protocols for emergency situations like fire or natural disasters
- Responded to incidents of workplace violence and unruly behavior on company property.
- Monitored surveillance systems and conducted regular audits to ensure compliance with safety regulations and protocols.
Education
High school diploma -
Santa Fe High School
Santa Fe Springs, CASkills
- Data analysis
- Security
- Incident investigation
- Safety data analysis
- Risk assessment
- Conflict management
- Customer service
- Communication skills
- Analysis skills
- Supervising experience
- Microsoft Office
- Interviewing
- Money laundering compliance
- Regulatory compliance
- Environmental regulations
- Compliance auditing
Certification
CPR certification
Timeline
Loss Prevention Officer
Costco
01.2025 - 10.2025
Surveillance & Compliance Officer Environmental Healthy & Safety
UniUni Logistics
01.2025 - Current
Asset Protection Investigator
Saks Fifth Avenue Stores
10.2020 - 01.2025
Asset Protection Detective
Macy’s
11.2019 - 09.2021
Target Security Specialist
Target
10.2015 - 11.2019
High school diploma -
Santa Fe High School