
Detail-oriented and client-focused finance professional seeking a position as a Registered Representative and Investment Adviser. Possesses a robust foundation in securities regulations, investment products, and suitability standards, with proven experience in evaluating client objectives, risk tolerance, and time horizons. Expertise in articulating complex financial concepts clearly while ensuring regulatory compliance and fostering long-term client relationships. Committed to upholding ethical practices and fiduciary responsibility, dedicated to delivering tailored investment solutions that align with client goals.
FINRA Security Industry Essentials & Series 7
California Life Accident & Health Insurance